His Majesty’s Gracious Ordinance Relating to Freedom of
Writing and of the Press (1766)
Translated by Peter Hogg
Issued in Stockholm, in
the Council Chamber, on 2 December 1766.
Printed at the Royal
Printing-Press.
We Adolphus Frederick by
the Grace of God King of Sweden, Gothland and Wenden etc. etc. Heir to Norway
and Duke of SchleswigHolstein, etc. etc. Proclaim,
That, having considered
the great advantages that flow to the public from a lawful freedom of writing
and of the press, and whereas an unrestricted mutual enlightenment in
various useful subjects not only promotes the development and
dissemination of sciences and useful crafts but also offers greater
opportunities to each of Our loyal subjects to gain improved knowledge and
appreciation of a wisely ordered system of government; while this freedom
should also be regarded as one of the best means of improving morality and
promoting obedience to the laws, when abuses and illegalities are revealed
to the public through the press; We have graciously decided that the
regulations issued previously on this matter require such appropriate
amendment and improvement that all ambiguity, as well as any such coerciveness
as is incompatible with their intended purpose, may be removed. In regard
to which, and having received the loyal report of the Estates of the Realm
on this matter, We have graciously decided that the previously established
office of Censor shall be entirely abolished and that it shall not
hereafter be the duty of the Chancellery to supervise, approve or disallow
the texts submitted for printing, but the authors themselves shall be
responsible, together with the printers, for what will appear in
print, subsequent to this gracious ordinance, by which the former
censorship
regulations are entirely
repealed; although, with regard to the importaAnders Chydenius took an active
part in the Diet of 1765-66. One of the lasting results of his activities
was this Ordinance on Freedom of Writing and
of the Press (1766),
which he considered himself to be one of his
greatest achievements. tion and sale in the bookshops of harmful
books, the supervision of that will remain with Our Chancellery and the
respective consistories, whose obligation it is to ensure that no banned
and corrupting books, whether on theological or other subjects, may be
disseminated.
§1. No one shall
be permitted to write or publish in print anything that is contrary to the
confession of Our true faith and the pure Evangelical doctrine; whoever is
convicted thereof shall be fined three hundred daler
in silver
coin. Should the text contain blasphemy against God, it shall be
judged according to statute law. And in order the more effectively
to prevent the insinuation of heretical doctrines, all manuscripts that in
any way
concern doctrine and our
fundamental Christian articles of faith shall be inspected by the nearest
consistory, and no printer shall venture, on pain of a fine of two hundred
daler in silver coin, to issue such publications in
print without written
permission from the consistory, which shall also be printed.
§2. It is the
irrevocable fundamental law of the Swedish Realm that there shall be a
King: He and none other shall govern His Realm with and not without,
even less contrary to, the advice of the Council of State, in accordance
with the laws approved and established by the Estates, and after Him His
direct male heirs in the manner laid down in the Act of Settlement adopted
in 17 by the Estates of the Realm; that no other authority shall be
permitted to introduce and amend laws than the legitimately assembled
Estates of the Realm, pursuant to their authority as Parliamentary
delegates; that the privileges of any estate may not be touched upon or
altered without the unanimous agreement of all four estates; no new taxes
and imposts be laid upon the kingdom without the knowledge, free will and
assent of the Estates of the Realm, without which, likewise, neither
may war be declared nor the official coinage, in respect of its quality,
be improved or impaired; in addition to which the Councillors of State are
always individually accountable to the Estates for the advice that they
give to His Majesty, as also government officials for the performance of
their duties. These fundamental laws, with others that the Estates of the
Realm have established or will establish as irrevocable, no one shall
venture in any way to assail or question by means of publications or
printed material, on pain of a fine of three hundred daler in silver coin.
§3 . Should
anyone dare to include vituperative or disparaging opinions of Us and of
Our Royal House in published writings or to make such imputations against any
of the Councillors of the King and the Realm that
concern their honour or
are otherwise defamatory, he shall be judged by statute law. Should
anyone similarly offend in the aforesaid manner against the Estates of the
Realm, he shall, according to the greater or lesser seriousness of the offence,
either be condemned to death or be punished with some other severe
physical penalty. Should anyone write a libel, or what may otherwise be
insulting or disparaging, against the officials of the realm or any other
citizen, he shall incur the penalty laid down in statute law. Nor
shall it be permitted for
anyone to indulge in
abusive statements in public writings about crowned heads or their closest
blood relatives and contemporary ruling authorities; nor to write or publish in
print anything by which a manifest vice is
promoted or justified
and is thus incompatible with decency, a just natural and Christian ethics
and its principles; whoever offends against this shall be liable to a fine
of three hundred daler in silver coin.
§4 . The printer
shall display the name of the author on the title-page, unless the latter
wishes to remain anonymous, which should not be denied him, in which case the
printer, for his own protection, shall obtain
from him a written
acknowledgement that he has written the publication; notwithstanding which,
whether or not the publication lacks the name of the author, the name of
the printer himself and that of the town where the printing has
taken place, as well as the date, should always be displayed on it; if
the printer neglects to do so, he shall pay a fine of two hundred
daler in silver coin. If the publication lacks the name of the author and
the printer, were it to be prosecuted, is demonstrably unwilling to reveal
it, he himself shall bear the entire responsibility that the author of the
publication should have borne; but if he is willing to name the author, he
shall be freed from all responsibility.
Of everything that is
printed the printer shall be obliged, in the established manner, to deliver six
copies, as soon as they have been printed, of which Our and the Kingdom’s
Chancellery, the State Archives, Our
Library and all three
universities in the kingdom shall each receive one copy; should the
printer neglect to do so, he shall pay a fine of one hundred daler in silver
coin; and in order that offences against this gracious
ordinance may be duly
prosecuted, it shall not only be the duty of Our Chancellor of Justice and
the respective ombudsmen and public prosecutors to maintain close supervision
over this matter and bring offenders to lawful conviction; but We also
wish to permit every loyal subject of Ours to have the right to act as
plaintiff in cases concerning offences against this ordinance, which shall
always be pursued in a proper manner before the appropriate court,
following a lawful summons, allowing both parties to enjoy their lawful
procedural rights; and the judge shall likewise, at the very outset of the
trial, examine whether there may be grounds for impounding all available
copies of the prosecuted publication and placing them in safe custody
until the conclusion of the case; if the publication is eventually deemed
harmful and banned, all copies should be confiscated and destroyed.
If the plaintiff, on the other hand, is found to have brought the
action without sufficient reason, he shall face the same penalty that the
accused would have undergone, had he been found guilty, and shall in
addition be liable for all costs.
§5 . What
We have thus expressly decreed in the first three paragraphs concerning
that which shall be deemed to be prohibited in writing and in print no one
may in any manner cite or interpret beyond its literal wording, but everything
that is not clearly contrary to that is to be regarded as legitimate to
write and print, in whatever language or in whatever style it may be
written, whether on theological topics, ethics, history or any
of the learned sciences,
concerning the public or private economy, the activities of government
departments and officials, societies and associations, commerce, trades,
handicrafts and arts, miscellaneous information
and inventions and so
forth that may be of utility and enlightenment to the public; as also no
one shall be denied the right to publish treatises concerning the public
law of the realm and matters connected with it, in
which everyone, provided
that the publication in no way offends against the irrevocable foundations
of the political constitution referred to in the second paragraph above,
shall have unrestricted freedom to present
their thoughts on all
matters that concern both the rights and duties of the citizens and may
serve to produce some improvement or the prevention of harmful consequences;
which freedom shall also extend generally
to all laws and
regulations that have already been promulgated or will be promulgated
hereafter. It shall also in equal measure be permitted to write and print
material concerning the relations of the kingdom with other powers and
the advantage or harmfulness of former or more recent alliances, or
statements made regarding them; in which regard all treaties concluded
with foreign powers may likewise be printed, although not any part of
them that should remain secret; even less shall the right be denied to
produce and have printed any accounts of the civil constitutions of other
nations, their advantages, intentions, commerce and economy, strengths
and weaknesses, character and customs, achievements and mistakes, whether
specifically or
comparatively.
§6. This freedom
of the press will further include all exchanges of correspondence, species
facti, documents, protocols, judgments and awards, whether they were
produced in the past or will be initiated, maintained,
presented, conducted and
issued hereafter, before, during and after proceedings before lower courts,
appeal and superior courts and government departments, our senior
administrators and consistories or other public
bodies, and without
distinction between the nature of the cases, whether these are civil,
criminal or ecclesiastical or otherwise in some degree concern religious
controversies; as well as older and more recent appeals and expositions,
declarations and counter-declarations that have been or will be submitted
to the Chambers of Our Supreme Court as well as the official
correspondence and memorials that have already been or may in future be
issued from the Office of the Chancellor of Justice; although no one may
be obliged to obtain and print more of all this, either in extensoor abridged
as a species facti, than he himself requests and regards as adequate and which,
when requested, shall immediately be issued to anyone who applies for
them, on penalty of the provisions in the following paragraph; but in criminal
cases that have been settled by an amicable reconciliation between private
individuals no one may, without the agreement of the parties, make use of
this freedom as long as they remain alive; while also, if anything
concerning grave and unfamiliar misdeeds and abominations, blasphemies against
God and the Head of State, evil and cunning schemes in these and other
serious criminal cases, superstitions and other such matters should appear
in court proceedings or judgments, they shall be completely excluded.
§7. Whereas a
legally correct votum does not have to be concealed in cases where a
decision is arrived at only by the vote of the judge; and as an impartial
judge has no need to fear people when he has a clear
conscience, while he
will, on the contrary, be pleased if his impartiality becomes apparent and
his honour is thereby simultaneously protected from both suspicions and
pejorative opinions; We have therefore, in order
to prevent the several
kinds of hazardous consequences that may follow from imprudent votes,
likewise graciously decided that they shall no longer be protected
behind an anonymity that is no less injurious than
unnecessary; for which
reason when anyone, whether he is a party to the case or not, announces
his wish to print older or more recent voting records in cases where
votes have occurred, they shall, as soon as a judgment or verdict has been
given in the matter, immediately be released for a fee, when for each
votum the full name of each voting member shouldalso be clearly set out, whether
it be in the lower courts or the appeal and superior courts, government
departments, executory authorities, consistories or other public bodies, and
that on pain of the loss of office for whosoever refuses to do so or to
any degree obstructs it; in consequence of which the oath of secrecy will
in future be amended and corrected in this regard.
§8. Concerning
the votes of the members of the Council of State, apart from cases that
concern secret ministerial matters, as well as reports and statements on
those applications and appeals that will be or have been submitted to the
Estates of the Realm, the law shall, on the same grounds and in the same
manner as in the preceding paragraph, be the same.
§9. In addition
to the records of trials and other matters referred to above, everyone who
has a case or other proceedings touching his rights before any court or
public body whatsoever, as also before Ourselves, the Estates of the
Realm, their select committees and standing committees, shall be free to
print an account of it or a so-called species facti, together with those
documents relating to it that he regards as necessary to him;
although he should in
this matter keep to the truth, should he be concerned to avoid the liabilities
prescribed in law.
§10. The printing
shall moreover be permitted of all the judgments and awards, decisions,
rescripts, instructions, rules, regulations and privileges, with more of
the same of whatever kind and nature they may be that have been issued in
the past or will be issued in future from Our Council Chamber and
Chancellery, government departments or offices, as well as the appeal and
superior courts and the official boards of the realm, together with the public
correspondence of their and other officials; also included among which are all
memorials, applications, projects and proposals, reports, appeals, with
decisions and responses to them from societies and public bodies as well
as private individuals, including the documented proceedings and official
duties, both legitimate and illegitimate, of all officials, together with
whatever then occurred, whether advantageous or harmful. And to that
end free access should be allowed to all archives, for the purpose of
copying such documents in loco or obtaining certified copies of them;
responsibility for the provision of which is subject to the penalty laid
down in §7 of this ordinance.
§11. All reports
of parliamentary proceedings, from whichever locality they have formerly been
issued, may also be printed, by whomsoever applies to do so, save that
whatever is referred to in them regarding any
activity or negotiations
occurring on foreign territory that require secrecy may not be released and
made public. Regarding those reports of parliamentary proceedings,
on the other hand, that will be produced in
future, We shall
graciously ensure that they will be published in printed form in the same
manner, in sufficient time before the beginning of each subsequent
Parliament to allow everyone the opportunity, not only to
inform himself as well
as possible about the situation in the kingdom, but also all the more
easily to subsequently contribute to the general good by means of the
appropriate memoranda and useful proposals and information; besides which those
memorials and dictamina ad protocollum that are submitted to the Estates
of the Realm may be freely printed by whomsoever applies to do so. It is
also permitted to print the reports of the select committees with their
minutes and records of voting, in the manner prescribed in §7, although
not before the reports have been delivered to the plena. And as the
constitution requires that every matter be lawfully determined, and in
order that all Our loyal subjects may be persuaded of
the honourable conduct
of their delegates during the sessions of Parliament, it is therefore freely
permitted to print all the minutes and votes of the estates in the
aforesaid manner, which shall also apply to all matters
submitted to the plena
by the Joint Security Committee as well as those gracious bills that We
Ourselves lay before the Estates of the Realm which do not contain
anything that should be kept secret.
§12. A truthful
history of former kings and regents and their ministers has been highly
regarded by most nations both in former and more recent times, as directly
raising important issues, in order to convey to the
governing lords and
commoners memorable judgments on wise and commendable achievements and, on the
other hand, very necessary warnings against rash, imprudent, malicious or
even cruel and ignominious deci-16
sions and deeds, as well
as to enable the subjects, from events in former reigns, all the better to
comply with, be aware of, understand, value and defend the obligations,
freedoms and rights that they possess, as well as
public and individual
security. In order that nothing should be lacking in such historical
works that may serve to ensure their completeness, We also wish to extend
to them the freedom of writing and of the press to the
extent that all specific
events or known incidents, in part secret and in part more familiar, that
have occurred under past governments, either in this kingdom or elsewhere,
may be made public, together with political
comments on them.
§1 . Furthermore,
We herewith also wish to graciously declare that, as it would be too
cumbersome to enumerate all possible subjects, cases and matters in
detail, it is Our gracious will and command that all Our loyal subjects
may possess and make use of a complete and unrestricted freedom to make
generally public in print everything that is not found to be expressly
prohibited in the first three paragraphs or otherwise in this gracious
ordinance, and still less that anything that may be noted, remarked upon
or otherwise published in the form of comment relating to all
the admissible cases and matters specified above may ever, under the
pretext
that it implies censure,
blame or criticism, be refused or prevented from being printed.
§1 . And in order
that Our loyal subjects may in future possess that complete confidence
with regard to the assured preservation of the freedom of writing and of the
press outlined here that an irrevocable fundamental law provides, We herewith
wish to declare that no one, whoever he may be, on pain of Our Royal
displeasure, shall dare to advocate the slightest elaboration or
limitation of this gracious ordinance, much less
attempt on his own
authority to achieve such a limitation to a greater or lesser extent, and
that not even We Ourselves will permit anyone to make the slightest
modification, alteration or explication that could lead
to the curtailment of
the freedom of writing and of the press.
§1 . The fines
listed in this gracious ordinance will be distributed three ways.Which all
those whom it concerns shall obediently observe. In confirmation of which
We have signed this with Our own hand and certified itwith Our Royal seal.
Stockholm, in the Council Chamber, on 2 December 1766.
ADOLPHUS
FREDERICK.
(L.
S.)
Johan
von Heland.
-------------------
Anders
Chydenius and the Origins of World’s First Freedom of
Information Act
By Juha Manninen
Introduction
“Freedom of information”
is the designation adopted around the world after its North American example as
the freedom of human actors to access existing documents. In the United
States such an act was passed in 1966, and became effective through
improvements made to it in 197 . This can be said to have signalled the
triumph of laws of freedom of information throughout the
world. Nevertheless, already 200 years before the Act was passed in
the United States, and thus before the founding of the United States at
all, such an Act had been passed in the Kingdom of Sweden, which at
the time also included Finland. As was to be expected, various complications
followed but the law proved to be a success in Scandinavia. It is partly
due to the Act that the European North, which previously had had a
very different image, has become the world’s least corrupt area
and, concurrently, exceptionally socially responsible and committed to
democratic principles. The most informed writers know to give the Freedom
of Information Act its Swedish name offentlighetsprincipen, “the principle
of publicity”. It is in Sweden that a Freedom of Information Act, or FOIA as it
is usually designated, was first put into practice, gaining a status in
the country’s constitution. Yet, the story of its origin is not generally
known. The work of the Diet in Sweden is well documented from different
perspectives. Of course, a number of controversies remain among historians,
but, concerning the world’s first FOIA, a valuable analysis can be found
in Professor Pentti Virrankoski’s biography of Anders Chydenius, the central
person involved in drafting the law. However, I will not hereconcentrate on
details of biography or political history – my standpoint is the
history of ideas – , but before going to the actual drafting of the Swedish
FOIA, it is necessary to highlight the ideological backgrounds of the key
actors in the process. I will look at how the first FOIA was composed, the
steps and conditions that made it possible, and analyse its different elements
on the human plane. Of some of the phases of the story inferences can be
based only on circumstantial evidence. But there are also preserved writings by
Anders Chydenius, primarily those in which he made preparations for
the Act, but also some short memoirs. Of additional interest is the fact
that Chydenius came from a periphery of the Swedish Realm, from the northern
and middle parts of Finland, and that he had an office in the service of
the Church, though he was still undeniably a versatile Enlightenment
philosopher, representing democratic thought, as we would say today. How
could such a person, a priest from the countryside be active in making radical
reforms? In its original formulation the Swedish Freedom of the Press Act
was short-lived, a mere six years, but its effect on the general
consciousness about rights was indelible. It was recurrently returned to in
new forms.
After various
developments the way of thinking expressed by the Freedom of Press Act of the
Swedish Realm has today become a cornerstone of the worldwide struggle for
freedom of information. It is conceived as the prerequisite of the freedom
of expression, widely seen as belonging to human rights, and it is just a
matter of time when it will finally be acknowledged to be an integral part of
them. The principle of the freedom of information has been approved
as part of legislation throughout the world in about 70 countries, and at
its strongest within constitutions. of the approving states of the
FOIAs are due to the unprecedented worldwide revolution in openness of
the 1990s. The number is growing every year. And yet even today there are
drawbacks that threaten FOIAs in individual countries. At present freedom
of information is recognised as the most effective way to prevent
corruption in developing countries, but Thomas S. Blanton, the Director of the
National Security Archive of the George Washington University underlines its
worth in promoting security in general. The consciousness of citizens and
their ability to act on it is often a more important security factor than
exaggerated secrecy measures. Perhaps the best confirmation of such a view
can be found in the history of the Nordic Countries, where general and
high education, social mobility and openness have been at the top of political
agendas. A few words about the history of Sweden/Finland in general areneeded.
The Swedish Diet of the so-called Age of Liberty (1719-1772) was an early
experiment in parliamentarism, the only one of its kind aside from the English
Parliament. The name given to the period refers to the shift of power from
the Monarch to the Estates. In effect it meant the liberty of the Estates.
The Swedish Diet was divided into four Estates: nobility, clergy, burghers and
peasants. In Sweden, the peasants were free and Lutheran priests had in
many cases good contacts with them. When the Estates assembled they had
all power, and the ruling Senate,
Council of the Realm,
was responsible to them. The King was little more than a representative
figure. As happens in parliamentarism, there were parties but they did not
have any powerful nation-wide organizations and they were concentrated
mostly in Stockholm. The Hats dreamed of making Sweden again a great European
power and were supported by France.
The Caps thought than
such times were past. They had the support of England and Russia. After
losing Finland to Russia in the war of 1808, Sweden was never engaged in
further wars. Finland had the same rights as other ancient parts of
Sweden, the main difference being the language and origin of the major
part of the population. The country succeeded in defending its Swedish legal
order when it was later transformed into part of the Russian Empire.
However, the legal order of Finland in the 19th century was not that of
the Age of Liberty but the following one, dating from Gustav III’s era, one
that was friendlier to the Emperor. Still, some of the old rights were
sensitive from the Emperor’s point of view, but the autonomous status
given to Finland made possible a consolidation of this nation and state and,
indeed, a number of modern reforms and a democratic development. The
19th century was for Finland one of peace and nation building, under the
guiding device formulated by philosopher and statesman J.V. Snellman
that the strength of a small nation lies not so much in its arms but in
its level of education and culture, making it and its individual citizens
capable of rational action and integrating the thus enlightened population into
the network of global civilisation. In 1906, the Finnish Diet, which was
modelled on the Swedish one, could be turned into a single chamber parliament
where all men and women could be represented and elected according to a
general, unqualified right to vote – the first of its kind in the world. After
gaining full sovereignty in 1917, Finland never lost its democracy. It was
attacked by the Soviet Union in 19 9 because of the Stalin-Hitler pact. It lost
ten percent of its area in the Second World War, being the only
democracy fighting against Stalin’s aggression, but at a high cost it
remained one of the few European countries not occupied by foreign powers.
After the war it was busy building a democratic welfare state in the
company of other, in many ways similar, Nordic Countries. As this is being
written, it has for the second time the presidency of the European Union,
which is, contrary to pessimistic voices, emerging as a global peace
providing player. Starting Points of Chydenius and Some Other Writers On
the basis of Anders Chydenius’ (1729-180 ) formulations the Swedish Diet passed
in 1766 the Freedom of Press Act, Tryckfrihetsordningen, which was
unprecedentedly radical, both in Sweden and in the world in general. Chydenius
formulated during the Diet the thinking that proceeds from the idea of the
indivisibility of freedom: “A divided freedom is no freedom and a divided
constraint is an absolute constraint.”
He developed this idea
in conjunction with ever new issues, both during the historically
revolutionary Diet of 176 -1766 and later. In his memoirs he even claimed
that “for nothing else did I work in the Diet as diligently as the freedom of
writing and printing”. All writing about the foundations of affairs of the
state had so far been banned in Sweden, literally all writing, also with
pen on paper, not just the publishing of ideas. If one was discovered in
possession of forbidden materials, no explanations that it was written for
oneself only or at the most in a letter to a friend were of any help.
Therefore the act of the freedom of press would contain the curious double
characterization: the freedom of both writing as such and of publishing it
in the press and books, skrif- och tryckfrihet. When Anders
Chydenius, a young Church employee in the small county parish of
Alaveteli, became politically active it was to become an important
incentive to the development that led to the freedom of information in Sweden.
This happened when he participated as a speaker in 176 in the provincial
meeting (in Chydenius’ words, en allmän landtdag) that the deputy Governor
of Ostrobothnia Johan Mathesius had summoned in Kokkola. The main incentive for
Chydenius to set out to the assembly was the freedom of commerce of the
Gulf of Bothnia that had long been aspired to. The political wind was
changing after decades of rule by the Hats. The opposition party, the
Caps, and its new radicals, including Chydenius, would soon attain
prominent positions.
Chydenius was a priest
who pondered many issues relevant to daily existence. He practiced
agriculture and its reform according to the latest knowledge, herded
merino-sheep, cultivated tobacco for sale, and participated in the cultivation
of potatoes introduced to Finland by the war over Pomerania, better known
as the Seven Years War. He was also an active medical practitioner, giving
health advice, vaccinations and practicing surgery, and in addition he wrote a
treatise on the causes of moss spreading in meadows and its prevention. Since
there were no apothecaries nearby, he learned the making of medicines.
This makes you wonder what kind of education Anders Chydenius received
when studying at the Academy of Turku and for a shorter time at the
University of Uppsala. All was not due to Chydenius’ exceptional initiative.
The degree he took involved manifold studies in the most diverse subjects
of the small but broadly oriented university of Finland, and not only
concentrated on theology. According to the project of the Enlightenment,
human individual reason would form the basis for processes of progress in
all fields of life. The ideas of humanity, freedom, equality and happiness
were not in themselves unique or new, whereas confidence in the
possibility to combine them to the rationality expressed by modern science,
technology and economy was a revolutionary idea. The Enlightenment
can be regarded as a universal European phenomenon that also reached beyond its
borders. The philosophical, scientific, economic, political, cultural and
religious contexts related to its birth differed from country to country.
Its point of departure was the move towards peace, reconstruction, the
restoration of economies and mutual interaction in Europe after the storms of
the early Eighteenth Century.
The possibility for
a peaceful comparison of conditions in different countries gave birth to
critical standpoints and the will to make reforms, which little by little were
channelled into the programmes of the Enlightenment. After its Glorious
Revolution England became the general ideal for the early Enlightenment,
especially in France through the works of Voltaire. The Netherlands which
had realized the freedom of printing,
gave an important
contribution to making the Enlightenment possible in a wider European
context. Hanover, which had a personal union with England, was to bring
the Enlightenment to the German countries and to
Scandinavia especially
via the new University of Göttingen.
There was no one great
Enlightenment movement in Sweden, though there were Enlightenment
tendencies. There were also individual Enlightenment perpetrators, such as
Peter Forsskål and Anders Chydenius. Both promoted the same goals,
Forsskål ideating them, Chydenius actually realizing a number of them and
fighting for more. There is no proof of a direct literal connection between the
two men, despite the correspondences in their thinking. Politically, both
belonged to the Caps, although not in any strong sense. Chydenius was a
disciple of the Enlightenmentspirited professors of the Academy of Turku, but
unlike his instructors who tended towards the Hats, he found himself
siding with the Caps. In Sweden there was no Enlightenment programme against
the state as in France for the simple reason that Sweden had an early
form of parliamentarism. When the Estates did not meet, the Senate had
to follow their instructions. If the scrutiny of the records of the Senate
by the Estates then showed this had not been the case, the Senate
members responsible for “errors” could be dismissed. This is also what
happened in practice. Different parties could gain governance in the
country, though especially the Hats who had long had the lead, throughout
Chydenius’ youth, had been able to stay in power even after taking the
country to disastrous wars. The point is that under such a mode of
governance it was possible to affect a change in society without taking
recourse to violence against the state.
The precondition of
being able to affect such change was to have free access to information of
the state of affairs and to express one’s opinions about them. The Caps,
who most clearly felt the need for a change, especially the radical ones coming
from peripheral parts of the realm, understood this best. Anders Chydenius
was not widely travelled in Europe at all. He travelled only within the realm,
first to the universities of Turku and Uppsala and then to the Diet in
Stockholm as one of the junior members of the Estate of Clergy. Nor did he
become a courtier during his stay in the prosperous capital. He had only a
limited circle of acquaintances, though his thinking was not limited, and
by appealing to publicity, exploiting the possibility to publish political
writings during the Diet, he made up for his lack of influence. He also
clearly had a network of relations behind the scenes.
Most of the authors
discussed here had a common background in the peripheral regions of the
country, families that moved from one place to another, and a tortuous
process of social rise. Such a background made it possible to perform
comparisons and develop a critical stand. Anders Chydenius was born in
Sotkamo, an absolute periphery of peripheral Finland. Johan Arckenholtz and
Peter Forsskål were born in Helsinki which at that time was quite an
unimportant centre, the most flourishing Finnish city being Turku. All three
also came from peripheral parts of Finland, which however had their
connections to the centres of state politics and academic life.
Arckenholtz’es father was the Secretary of Uusimaa and Häme county,
Forsskål’s and Chydenius’ fathers were priests, thus in a position where it was
necessary to know the vernacular and the conditions of local population.
Having a background in periphery and experience of mobility brought
together many critical voices, including the prolific political writer
Anders Nordencrantz, who came from Northern Sweden, but had been in
England and knew Europe. Nordencrantz was an author who was very important
for Chydenius. By contrast the powerful figures of the ancient families
had from time immemorial been concentrated round the king in Stockholm,
where they were able to keep themselves informed and gain influence. The
nouveau riche of Stockholm was of course in the same position, even
concerning the Diet.
Utility on the Agenda of
the University of Turku.
The earliest
introduction to some aspects of enlightenment thought in Finland was
presented by professor of rhetoric Henrik Hassel, born in Åland, the
archipelago between Sweden and Finland. Instead of admiring
the Classics as was the
rule in his profession, which concentrated on the use of Latin, he paved
the way to modernist thinking. Hassel was the main representative of
Humanism in Turku from 1728-177 . His course differed from those of his
colleagues in other Swedish universities. Yet it did not reflect directly
the alternative attitudes of the Royal Academy in Stockholm, founded to
forward utility, natural sciences and economy. Finland’s occupation
by the Russians during the Great Northern War caused great destruction and
a hiatus in the work of the university, but this made it possible to
recommence the functioning of the Turku Academy on a completely new basis,
without dwelling overly on the past. Hassel took advantage of the
situation, as can be seen by the theses he tutored. Hassel regarded
knowledge to be based on sensory experience and reason, and opposed
metaphysical speculation. Knowledge should be of immediate service to
human life. Francis Bacon was his paragon of virtue. According to Hassel,
the world was as it was contingently and not by necessity, since God had
created it freely. Absolute knowledge of the world was not possible.
Divine reason was not within man’s reach. The use of creatures of the
world to certain ends, their utility, was ordained by God.
Though Hassel had no
overall idea of progress, he regarded the sciences as progressing. Contemporary
science was thus not about retrieving the Classics, but the achievement of
Bacon and his followers. In the theses tutored by Hassel the significance of
the vernacular as the language of science was surprisingly stressed in
contrast to Latin, his own field. Hassel thought that such a change of
language was one of the background factors behind the success of England and
France. The mother tongue as the language of science was to be raised
everywhere to the same level reached by the contemporary languages of
those successful countries. The worth of the past was to be found in the
fact that rhetoric and culture had flourished best under conditions of
political freedom. Furthermore, Hassel was convinced that the cause of
almost all the misery in the realm during the existing and past century
had been war. In 26 the spirit of Samuel Pufendorf’s natural justice that
stressed the significance of contracts, he gave a pacific tone to his treatment
of relations between states and individuals. The theses rejected the
rhetorical way of appealing to emotion. Instead one should address reason
so that people could form their opinions themselves and not be driven hither
and thither, slaves to another’s will. Hassel who appreciated
empirical sciences was to have some colleagues who appreciated especially the
utility of natural sciences. Johan Browallius had studied Bacon’s
empiristic utilitarian philosophy, and was a good friend of Carl Linné.
Browallius published two booklets, one asserting the benefits of natural
history in schools and the other its significance in universities. The
works argued that speculation should be replaced by extensive observations
and gathering them from all over the realm, including by using the
educatory system. According to Browallius, the clergy was in an excellent
position to teach natural science to the peasants, and set an example in
their own agricultural activities. C. F. Mennander, another disciple of
Linné, was more humanistic than his predecessor Browallius, applying even
Pudendorf’s natural law in his teachings.
The professorship of
poetry in Turku was transformed into a professorship of economics, one of the
first in the world. The position was given after much dispute to Linné’s
favourite disciple Pehr Kalm, who studied in Turku and in Uppsala, made
expeditions to Russia and Ukraine, and, after receiving the professorship,
a renowned journey to North America, documented in a book translated into
several languages. Economics was part of a project to have professorships
in sciences of utility at the universities of Sweden. At Uppsala it was
accomplished from without the university, in Turku there were sustainers
already within the university.Whereas at Uppsala, the main university of
the realm, economics concentrated on the affairs of the state and
statistics needed by the governance, and on the doctrine of trade under
mercantile ruling, Turku was the only place in Sweden to represent Linné’s
peculiar notion of economics: one was to learn it through agriculture and its
reform, utilitarian plants and natural products and descriptions of
regions and counties. No Swedish university was so tied to utilitarian
thinking as Turku. At no other Swedish university was there to be
developed such a union of striving for utility and the humanism that
directed it. At Turku the values of humanity, freedom and happiness were
combined with a trust in the rationality of science, economy and even
technology. Instead of enhancing manufacture and technological skills it was
however seen proper for Finland to advance agriculture.
Johan Arckenholtz and
the Ideal Country of England.
A precondition for the
transformation of Sweden was the decision to end absolute monarchy and give
highest power to the Estates, made by a state that was weary of the endless
wars of Charles the XII and that had lost its status as a great power.
Arvid Horn was then practically in the position of a prime minister,
leading the Chancellary, and his realistic foreign policy opened for many the
doors to England, which was practicing parliamentarism and was to be followed
in this by Sweden. However, despite frequent commercial contacts with England,
a great number of leading Swedes remained allied to France, unable to admit
that the grandeur of Sweden as a great European power was a thing of the past.
Johan Arckenholtz, who had travelled widely in Europe as a guide to young noblemen
and was deeply versed in its history and social conditions, was the first Finn
to be impressed in 17 1 by the society he had experienced in England. In
England, unlike the rest of the Europe, according to Arckenholtz, the Estates
were not kept apart. All followed the same statutes. All paid taxes, from the
high to the low. Parliament, the House of Lords and the Court balanced one
another’s power, but the decisive power in the realm was held by Parliament.
The English, who loved their freedom and increased their wealth, were the most
efficient of all nations in enhancing common well-being and manifested in their
actions a future “natural equality” between men, as Arckenholtz expressed it
with Pufendorf’s concept.
After having received an
office in the Chancellery Arckenholtz wrote an extensive manuscript on the
position and interests of Sweden in Europe, discussing the situation in the
different European states and their prospects of development. In the chapter
dealing with England he formulated the principles of his own social and
political philosophy. He came to the conclusion that there was no sense in
revelling about an ideal state in the fashion of Plato, More or Campanella.
Utopias had never proved to function. It was infinitely easier to look for faults
in the existing state than to formulate the structure for a model one. Yet one
needed an understanding of a mode of governance where “all disorder and
imperfection may be avoided, and where every member or subject can be called
happy, and where he indeed after his own manner may so be”. The happiness of a
nation was to be estimated by the amount of population that could be regarded
prosperous, or by the degree whereby the government at least strove for maximum
well-being.
The mode of governance
was a significant precondition for well-being. A good mode of governance was
according to Arckenholtz one that bound together the fundamental parts of the
state, so that movement could pass from one part to another. Everything should
have a common ground that would enable the right functioning and movement to
the whole mechanism. Such a developed harmony was rare because the lawmakers
could not create the whole organised state at once. Laws had to be made
piecemeal, applying long-standing laws and customs. A lawmaker was thus in the
same position as a master builder renovating an old house with new materials.
The building could never be as beautiful as when beginning the work from the
foundations. Parts of the pre-existing house would be preserved within the new.
Arckenholtz gave an interesting example. Even though it was possible to remove
the absolute monarchy from governance, repressive relations could still be
preserved, unnecessary secrecy concerning public issues could be observed,
freedom of opinion could be restricted, freedom of writing and press banned. A
free nation should abhor such remnants of
despotism in its public
life. According to Arckenholtz, the freedom of a nation presupposed also the
freedom of public discussion of significant common issues, including freedom of
the press. Arckenholtz did not name any such state where outdated secrecy had
been preserved. But the description fits exactly his contemporary Sweden.
England possessed,
according to Arckenholtz, a correct understanding of the freedom of personal
liberty and liberty of property; it pertained to both the high and the low, and
no privilege put one estate before another.The English did not talk as much
about the common good as they furthered it in their actions in practice, but
Arckenholtz could still maintain that “...common good is promoted in England
more seriously and enthusiastically than anywhere else in the world”. The whole
nation was elevated with “public spirit”. In his treatment of foreign politics
Arckenholtz thought the politics
of peace and a
neutrality of sorts to be in the interests of Sweden. His admiration for
England and mistrust towards France did not go well with the opposition party
of that time, afterwards named the Hats, which had leanings towards France. The
Hats were strengthening their positions. Together with another Finn, Johan
Mathesius, who acted as the Finnish interpreter for the Chancellery,
Arckenholtz opposed the Hats, obsessed
with military power and
demanding an attack on Russia. Arckenholtz was active in negotiations with the
Finnish Diet members in the coffee houses and inns of Stockholm. Later, he
apparently even sought to influence the election of Diet members from Finland
and the counties on the other side of the Gulf of Bothnia.
Such outside influence
was considered an interference with the freedom of the Estates. When the Hats
gained power in government Arckenholtz would pay for his opinions first by
losing his office, accused of endangering the relations with France, and when
the war against Russia really broke out, by being imprisoned for its duration,
along with Mathesius. Nothing would dishearten their stubborn opposition to the
Hats, and finally he had to leave Sweden. Much later, both of these staunch
Caps with rich memories of the political past would encounter the young
Chydenius at crucial stages of his career.
Peter Forsskål and the
Enlightenment
Peter Forsskål begun his
studies in Uppsala at the age of 10, and joined the circle of eager natural
scientists that was gathered around Linné. With the help of a grant he could
study philosophy and Oriental languages at the best Enlightenment university of
the time, Göttingen. It was there that he presented his dissertation in 17 6,
which defended the principles of empiricism. His tutors at Göttingen praised
their student’s
free spirit and his
trust in his own capacities.
The
dissertation and the disputes that followed made Forsskål the first Finn to
have defended the freedom of scientific research. In his view science should
not be frozen into an inhuman, unchangeable system. The search for truth
demanded infinite renewal. Truth could be also approached in diverse ways and
therefore fundamental to science were both continuous critique and tolerance.
After returning to his fatherland Forsskål asked permission of the
University of Uppsala to defend a doctoral thesis on the freedom of citizens,
De libertate civili. Because of the sensitivity of his subject this was denied.
Later, Forsskål managed to obtain permission from the Censor of the Realm to
print a Swedish version of his treatise, Tankar om borgerliga friheten. He
handed out the five hundred copies of the edition mainly to students in Uppsala
in 17 9. He had a docentship in economics at the
university, but earned
his living under the protection of the Caps, as a private instructor in the
family of Count Christer Horn, of Finnish origins and a likeminded thinker. For
the Hats freedom meant absolute power and untouchability for the Estates
assembled to the Diet. Forsskål presented a radical alternative to this
conception of freedom. He summed up the claims of Enlightenment in twenty
theses. In defending his booklet Forsskål said his conclusion was that “freedom
must be maintained through freedom, that is, the freedom of the realm through
the freedom of writing, as is the case in England”. The answer to shortcomings
and discontent could be given either “in blood” or “in ink”. According to
Forsskål Sweden could only choose
the latter, and this
presupposed the creation of an “enlightened public”. The goal was general civic
freedom.
Absolute monarchy was
the gravest menace to civic freedom, but also in a state boasting of its
freedom people could oppress each other. Concealing injustice made this
possible. Everybody should have the right to express in public writing what he
thought was an offence against the common good. The life and power of civic freedom
resided according to Forsskål in a limited government and unlimited freedom of
writing. To this Forsskål added a reminder that blasphemy, libel and evident
persuasion to misdemeanour should not be allowed. The censor demanded that he
add also attacks against government to the list. One passage had to be removed
completely: it stated that the freedom of writing could be no menace to divine
revelation, rational constitution or individual honour, because “the truth will
always conquer, when it can be questioned and defended through equal rights”.
Forsskål’s defence of
religious tolerance was allowed in the printed version. Here, in his view, the
English model was also the most momentous. Opposing heresies only made them
stronger, whereas lenience towards people of different creeds enhanced their
adaptation to society. Neither did England have to fear intrigues against the
constitution. Through the freedom of writing shortcomings could be recognized
in time and resolved. The freedom of writing was a guarantee for the
flourishing of sciences, supervision of public officials and ultimately the
stability of the government. The citizens should be able to obtain pertinent
information about social conditions and use the knowledge to enhance general
well-being.
Civic freedom should be
extended to the economy as well as the state. Forsskål was against the guilds,
which he deemed a slow and inefficient system, and demanded public schools that
would prepare people for professions. Impediments to buying land should also be
removed. Also the people without estate should be lords in their own homes
after the fashion of England and Germany. Steps had been taken to have the
principle of merit approved as the basis for nomination to an office or
promotion to a higher one during the Diet of 17 -17 6. Forsskål took it
further. Instead of birth, money and relations, one’s own capabilities and
industriousness should be of decisive importance. Forsskål thought that
citizens should have the right to defend themselves publicly before an
impartial court, but he was forced to see that this right was denied him. After
the publication of his booklet the Council of the Realm ordered it to be
confiscated. Rector Linné was given the task to collect the copies, although he
managed to gather only a small part of the edition. A long and futile exchange
of letters with different bodies of the opposing machinery ensued. With the
help of professor J.D. Michaelis from Göttingen Forsskål was appointed as a
natural scientist to the expedition to Arabia by the king of Denmark. After
prolific gathering of observations and various mishaps Forsskål passed away in
Jemen.
It is easy to agree with
the Swedish writer Thomas von Vegesack: “The significance of Forsskål’s theses
can hardly be overrated. His book is a summary of those demands which in the
Europe of Enlightenment could be put to society.”
How a Priest Found
Politics
The foremost Finnish
social thinker of the Eighteenth Century was Anders Chydenius. However, as I
will show, his thought had not only a local interest, although the discontent
of the people of Chydenius’ home county Ostrobothnia certainly forms a causal
precondition for it. Because of the turn Chydenius’ thought took, it must
instead be judged as belonging to the most important social and political
philosophies in the fascinating world of the Eighteenth Century in general.
Like most of the early modern philosophers, Chydenius had no academic career,
and he can be considered a “philosopher” only due to the general theoretical
significance of his writings. His name does not appear in ordinary curricula
around the world, but this can be explained by reference to the unhappy
situation that the great bulk of Chydenius’ writings has so far been available
only in Swedish and Finnish.
Chydenius acted in
Ostrobothnia first as the curate of Alaveteli, then as the pastor of Kokkola.
Compared to Peter Forsskål he became more an Enlightenment influence at the
level of national Swedish politics. He was also a comparable phenomenon to Adam
Smith as a formulator of economic liberalism, albeit independently of Smith.
Economic freedom was important for the Finns for exactly the same reason as for
the Scots in the period of their unification with England. Abandoning the
barriers of trade
was a common goal and so
it was no wonder that there was a congruence of thought. The political career
of Chydenius was made possible by the Swedish Diet, through which the periphery
might also try to make its voice heard. In the centres of the realm direct and
secretive links to the cores of power could function well enough, but for the
peripheries it was important to expand freedom, publicity and the accessibility
of information, and thus improve the possibilities of independent action.
The provincial meeting
held in Kokkola proved to be a turning point for Chydenius. The meeting was a
dramatic happening, recapitulating the long-standing struggle of the people
from Ostrobothnia for their rights to engage in commerce. The issue dates back
to the 1617 sailing code and its restrictions. The code gave the right to sail
from the region to just twostaple cities, Stockholm and Turku. Merchants from
these cities transported the products from Ostrobothnia abroad. The export of
tar was the monopoly of the great merchants from Stockholm, likewise all import
of products. The burghers and peasants of Ostrobothnia saw this as an affront
to their rights and an unjust privilege for the capital. All proposals to
change the situation had been repeatedly rejected. The lack of rights of commerce
was felt in the regions surrounding the Gulf of Bothnia, and especially in
Ostrobothnia. There was ongoing
anger at the regulation
of commerce and initiatives to have it cancelled.
The Diet that opened in
1760 turned into a real confrontation. The peasants of Ostrobothnia tabled a
motion to have three staple cities, while the peasants of Norrland demanded
two. Petter Stenhagen, the magistrate of Kokkola wrote several accounts to
prove what an injustice it was that Stockholm profited from foreign trade at
the expense of the province. Stenhagen had found also more general arguments to
support his standpoint, references to the profits of the freedom of trade and
even of
a general freedom of
occupation to the realm. The motion for new staple cities had strong support
among the peasant estate, and also the nobility and the clergy tended towards
it. The burghers of Stockholm however opposed it strongly, and turned it into a
question regarding the privileges of all the Estates, which presupposed it
would have to be approved by all.
A systematic and deep
corruption had been a notorious habit of the country, with support bought by
corrupting the Diet members. France, England and Russia had traditionally used
large sums with varying degrees of success to direct the Swedish Diet, which
had no system of wages or reimbursements. Vaasa, Kokkola and Oulu made use of
this traditional means. Unsurprisingly, Stockholm could muster more wealth. The
peasant estate began to waver in its stand. The issue was adjourned. It was
passed to the Council of the Realm to be cleared up, which passed it to the
Councils of Chancellery and Commerce, which in turn requested a statement from
the Governors of Ostrobothnia and Norrland.
At this stage the
long-standing Cap an acting Governor Johan Mathesius decided to covene a
special assembly in Kokkola. Chydenius says in his memoirs that the purpose of
the meeting was to unite “the cities of Ostrobothnia to the countryside
surrounding them”. This was done so that during the next Diet it would be
possible to work together “for the already demanded freedom of sailing and to
be prepared for the opposition that might come from the merchants of Stockholm
and Turku”. The provincial meeting was held in February 176 . Chydenius was
asked to produce a text on the subject for the purpose mentioned above.
This was the real
beginning of his political career. But it was also an interesting sign of the
times that such a meeting was held at all. From the time of the meeting on
Chydenius was an undeniable Cap politician. Chydenius recalls the outcome of
his participation thus: “The text was courageous, and I wished to remain
unknown, but there was no-one brave enough to present it; therefore I had to
step forward myself and read it to the whole congregation, while the public
applauded most enthusiastically…” The only version of the speech that survived
is the one published by the city of Kokkola two years later, when preparations
for the Diet began. Chydenius studied the material produced during the previous
Diet and discussed with people versed in the subject.
Chydenius recalled later
that due to envy caused by the speech he was in danger of being imprisoned, had
not some of his protectors intervened without his knowledge. The truth may
never be known, but the menacing situation recalled by Chydenius cannot be
considered impossible. The Diet had decided to impose severe restrictions in
the towns on meetings of this kind. Johan Mathesius had well over twenty years
since paid bitterly for his political activity with Johan Arckenholtz of
recruiting people against the Hats. After that the condemnatory attitudes
towards such activity had only become sterner. The principle that Diet members
would be answerable to their electors had been condemned as contrary to the
Swedish
Constitution. In its
strictest form the feared imperative mandate meant that the electors could
withdraw their Diet member, if he acted against their will.
Chydenius seems to have
had in mind the scrutiny of the Diet members by the nation, a conception that
at least came close to that of the forbidden imperative mandate, as can be seen
from the sketch on freedom of the press by Chydenius found in his papers: “The
freedom of a nation does not consist in the sovereign estates acting as they
will, but in that the light of the nation binds their hands so that they cannot
act in
a biased manner.” In a
later version, presented to the Committee of the Freedom of Press, the passage
has been moderated to the statement: “The freedom of a nation cannot be upheld
by laws alone, but also by the light of the nation and knowledge of their use.”
Chydenius had apparently
been told that to demand that the nation needs to control the estates gathered
in the Diet would lead to contestations. A safer way to express the idea would
be to use the metaphor of light. The constitution did not recognize the ancient
assemblies of the county, called to represent local interests. In Kokkola there
were gathered representatives of different cities of Ostrobothnia, of the
clergy, peasants, commanding officers of the local regiment, and even some
representatives
from the eastern part of
the country, in all many former and future Diet members. Such a meeting was a
significant “local parliament”, which defied the decision of the sovereign
Diet.
The imperative mandate
would have been a means to control the representatives and counteract the
bribes. Soon Chydenius would find out that there was also another, less harsh
method: free public opinion. There is no mention of Chydenius’ speech in
the records of the assembly Johan Mathesius made for the Councils, and thus it
has been
possible to conclude
that Mathesius intentionally kept secret the demand of freedom of commerce for
the Gulf of Bothnia presented by the assembly. Nevertheless the result of the
meeting was the goal to have three new staple cities and to ease the conditions
of four others in other ways, while also ensuring the right of sailing by
peasants. Not surprisingly it was precisely the experienced opposition man
Mathesius who organised such a meeting fully conscious of the dangers that went
with it, and gave it the most innocent form possible, protecting Chydenius,
whose speech was
not officially recorded.
Formulating General
Principles
Soon after the events in
Kokkola, Chydenius wrote an essay for the competition announced by the Royal
Academy of Science on the causes of Swedish emigration and the means to prevent
it. Trying to find the causes and formulate general explanatory principles was
characteristic of Chydenius’ activity, not only in this one essay but also
later on. The script was in fact a broad and grim political pamphlet, where
Chydenius already discussed how the light of knowledge should enlighten a
free-thinking citizen elected to represent his estate in the Diet. Chydenius
summed up the lessons of history as an ongoing struggle between constraint and
freedom. Fatherland was where one was happy, and happiness depended always on
liberty. “Everybody strives after the freedom to which one is born.”
Chydenius elaborated his ideas further: “Freedom is the true opposite of
constraint, but as a word its meanings
are much too numerous,
it is most prone to be used and abused and must therefore be used most
cautiously, so that it causes not more harm than good. For the freedom of
certain persons has lead to devastation in all states, and could prove to be
such also for us, unless we oppose it in time. We don’t have to dwell on the
freedom of governance itself here. It is a precious accomplishment that we
never want to lose, not as long as we and our descendants will be called
Swedes. I am addressing that freedom, by which I mean the privilege of every
citizen given to him by the laws and constitutions of the realm to promote his
own happiness to the degree that he will not impair the happiness of his fellow
citizens or of the whole society.”
This was an
English-type, individualistic conception of freedom in a general sense, not
just limited to a few individuals or to a form of state. For Chydenius people
seek help and shelter from each other and have thus left behind a natural
state, where everybody is responsible only for himself. All have from their
free will sworn an oath of loyalty to the Swedish Crown. Love towards it rested
on the foundation of freedom:
“Therefore no-one must
be another’s lord, no-one’s slave; all have the same right, all the same
interest. When this happens, the citizen has all that he can reasonably wish
for and in some well organized society attain; then no reason remains for him
to emigrate...”
The Lord had, according
to Chydenius, made nature perfect and man sociable, and also men’s abilities
thus that the more they enjoyed freedom, the more they procured strength and
comfort for the society and for each individual. Nor did freedom disturb
occupations. It invested them with more vigour and movement. Chydenius
emphasized that society must protect all productive members as the apple of its
eye. His views clashed completely with those of the professor of economics at
Uppsala University, Anders Berch. Berch considered the existence of poverty
necessary for the ruling of society, because without it people would grow lazy
and stop working. Chydenius instead believed industriousness to be a natural
property of men, and civic freedom would enhance and not diminish it. All that
was needed to unleash it were equal rights and privileges.
Carl von Linné’s
peculiar tenet about natural economy was combined in Chydenius’ thinking with
ideas about natural justice coming from Pudendorf, and seemingly also from a
conception stemming from John Locke. Chydenius did not dream of a return to a
natural state preceding the organized society, but instead of a society where
everybody would “be well”. Such a state, Chydenius believed, was connected
precisely to freedom. The prevailing contemporary economic tenet called
Mercantilism relied on rules, subsidies and input from above, strict regulation
and the
control of occupations
and industries by the state. Linné’s economical thinking instead gave a central
role to an “economy of nature” stemming from God. This line of thinking had
become established at the University of Turku. According to it the order and
balance created by God prevailed in nature. All things had their place and
meaning in the Great Chain of Being, the highest of all being man, whose
utility the rest of the creation served. From this perspective economics was
based on the knowledge of nature and the utility it offered. The proper order
of nature was to be followed, not disturbed. This conception of nature led to
questioning political the regulation of economics and thus paved the way for
liberalism. In his treatise on menial servants and later in his other writings
Chydenius opposed forced measures. Like Pufendorf he departed from the natural
equality between people and like Locke he thought that all people own
themselves and their labour-power, which they ought to be able to sell to the
highest bidder. He defended the freedom of contracts for menial servants instead
of the law on menial service.
When the Caps won the
elections Chydenius became a representative of the Diet in 176 -1766, defending
the freedom of trade of the cities of the Gulf of Bothnia against the
privileges enjoyed by Stockholm. To advance his cause he studied the history of
existing statutes and wrote pamphlets appealing to the Diet members and greater
public. From practical interests he progressed to making a general theoretical
presentation of his view in his booklet about “the national gain”, as he said,
Den nationnale Vinsten (176 ), where he formulated a comprehensive program of
economic freedom. Never in his thought did he simply defend his compatriots in
Ostrobothnia. He sought universal solutions to the problems encountered. On the
other hand, Chydenius was not a lone genius, without preconditions and popping
up from nothing. For a great part, his ideas were anchored in the teachings of
the University of Turku. When he came to Stockholm, he had an open mind, but in
a scholarly sense his reading remained limited, although he obviously profited
from his publisher Lars Salvius who also ran a bookshop.
In Chydenius’ view
knowledge of the natural order created by God was necessarily incomplete, as it
had been to Henrik Hassel and his followers in Turku. A lawmaker could not have
sufficient grounds for favouring some occupations, regulating labour or
offering privileges to certain groups. Consequently, the best regulation was
natural. It was formed by demand. Occupations attained a balance after being
freed: “In this mankind is entirely like the sea, where one pillar
of water affects another with an infinite pressure, but an equal respective
pressure causes the surface of the water to remain level and horizontal. No
enclosing of each pillar of water or other complicated measures will be
needed.” This was Chydenius’ defence for a free market economy, not unlike Adam
Smith’s “invisible hand”, presented only later in print.
Already in his essay on
the causes of emigration Chydenius emphasized that in a free state wide
learning and knowledge is needed because the majority must settle matters. A
free people could not entrust its matters to the few. The more numerous the
subjects participating in the deliberations are, in some way or other, thought
Chydenius, the better shall they represent society, and the less possible is it
to silence them with
threats, the less
possible it is to bribe them. From this he reasoned: “That it could happen, the
nation must itself be enlightened, but this requires reason; this is best
exercised when we write our thoughts down on paper. But for this there is no
great incentive, unless printing makes it common.”
Where would a Diet
member learn reason? Chydenius answered: “From all pamphlets published for and
against concerning the success and misfortune of our fatherland, for thus is
the truth best discovered. Therefore the legitimacy of the freedom of writing
and printing is one of the strongest defences of our freedom. But if only
biased arguments and corrections ever see the light, the high representatives
themselves will
remain in darkness. The
highest power must therefore with tender and caring eyes also regard this facet
of our freedom.” Such a “tender and caring eye” could also mean the Censor
representing the highest power. The contemporary Censor Niklas von Oelreich
saw himself as a
promoter of the freedom of the press. The term for the Swedish era of the
sovereign Estates as “the Age of Liberty” comes from one of his writings.
During the Diet
Chydenius concluded that political censorship was not needed at all. In
England, censorship had been abolished in 1769 , but it had not been replaced
by a new law formulated with positive concepts, wherefore control could seek
new forms. The radical Swedish Tryckfrihetsordningen would thus be the first
nationwide liberating freedom of information act. Its founding idea can be
considered to have been formulated by Chydenius: the freedom of a nation presupposes
an enlightened
publicity, which will
tie the hands of the Estates and impede them from
using absolute power.
This moved the focus from the sovereign Estates to
the nation in general.
Sources and Mentors in
Stockholm
In his memoirs speaking
of his indebtedness regarding the idea of the Freedom of the Press Anders
Chydenius mentions only two names. Neither was an author of the memorial on
Freedom of the Press presented to the Diet. Both were Caps well ahead in their
years: the tempestuous writer on issues of the day Anders Nordencrantz; and
Johan Arckenholtz, who had already served in the Chancellery under Arvid Horn,
and who had later been suspended by the Hats because of his anti-French
leanings. Nordencrantz’es writings meant a lot to Chydenius. In his memoirs
Chydenius explained: “When becoming a priest there was no subject knew less
about than politics, but the Diet Journals published during the 1766 Diet
opened my eyes for the first time to ideas about the Swedish form of government
and our political constitutions, and when Councillor of Commerce Nordencrantz
at the 1761 Diet presented his detailed memorial to the Estates of the Realm,
and this came to my possession like his other writings on the rate of exchange,
it incited me to go further into such matters.”
The Riksdagstidningar of
17 6 Chydenius first referred to was merely a bulletin containing information
on the decisions of the Diet. As such it contained no political analysis and
still less a critique, but its significance was in telling what the Diet was
and what happened during it. Already during the last Diet Nordencrantz had been
given permission to publish two previously written books of his, in which he
strictly
criticised the Hats and
defended the radical freedom of the press. Nordercratz did not present England
as a model of freedom of the press, however, because he did not approve of the
Whigs who were in power. Instead he set up as a model China, widely admired in
those days, about which he gathered information through citations in French
from the Jesuit JeanBabtiste Du Halde’s work in four volumes Description
géographique et historique de l’empire de la Chine et de la Tartarie chinoise
(17 ), the basic work on China in the Eighteenth Century.
Even though Nordencrantz
spoke a lot about freedom of the press and opposed secrecy, he did not demand
the abolishion of censorship. He would have allowed even rebellious writings,
which he thought ought to be publicly corrected, not punished. He would have
maintained religious censorship. He would have moved political censorship from
the Censor and Chancellery to the Estates.
In connection with the
freedom of printing Chydenius writes of Nordencranz in his memoirs only that:
“Nordencrantz’s writings had opened my eyes so that I now considered it
[freedom of the press] the apple of the eye of a free realm.” This frequent
Chydenian metaphor of the freedom of press as the “apple of the eye” of a free
nation and its constitution was in fact derived from Nordencrantz. It has not
been possible to establish with certainty how Chydenius arrived at a conception
much more radical than the one held by Nordencrantz: the demand to abolish
political censorship in general. But there is even some contemporary printed
evidence enlightening the development of his thoughts. In his memoirs Chydenius
does not mention the small pamphlet published in the Spring of 1766, translated
from Danish by Chydenius, including a foreword written by him and dedicated to
the Crown Prince Gustav, the future Gustav the III. The Danish economics writer
F.C. Lütken, versed in physiocracy, had published a chapter from Du Halde’s
book on the censorship during the Chinese Tang dynasty (618-907 AD). Chydenius
translated this passage, following the admiration held by Nordencrantz towards
China, and it forms the main content of the pamphlet. Du Halde’s text in the
pamphlet begins with a reference to the ancient custom of hanging on the palace
walls canvases, where the subjects could write their opinions. The author then
tells of numerous wise emperors who had set themselves censors to remind them
of their duties, warn them of mistakes and relate of all things concerning the
government of the realm. Nothing they brought up would cause the emperor to
take offence, thus they could do it openly and without fear. The wise emperors
were receptive to all remarks and corrected their actions. This explained the
success and endurance of China.
In his foreword
Chydenius agreed with this. The same practices would lead to same results
everywhere, thus also in Europe. The practice had originated already under
absolute monarchy, but it could be fitted to a Swedish guise, “under the
protection of the sweet name of Freedom”.
Light and truth should
lead people, but nobody had them from their birth. Those responsible for the
nation must procure them. Often the light giving splendour to the throne
blinded the rulers from seeing “the destinies of their distant subjects”.
Behind these metaphors one can detect Chydenius’ critique of those near the
ruler. But, he emphasized, there were such rulers whose heart was filled with
compassion, when they “stepped down to the abodes of the smallest and heard the
voice of the Nation”. They performed with the blessing of people deeds of
everlasting glory.“Distant subjects”, “the abodes of the smallest” and “the
voice of the Nation” were examples of true Chydenius in the eloquent foreword.
In fact, when the pamphlet came out Chydenius had already been working for a
much more radical solution than could be gathered from that publication.
In his memoirs Chydenius
said of the times of the Diet begun in 176 that the cause he was promoting “was
exactly to the taste of the party that had long been underfoot and now for the
first time sat at the reins, willing to open those recesses of knowledge
created by the former party, and under whose power they had so long been
suppressed”. According to preserved records, one gets the impression that
Chydenius was somewhat smoothing the description of the situation. “Opening the
recesses of knowledge”, freedom of information as the right to publicise
official records was not even mentioned in the oldest extant version of the
memorial he wrote. He may have heard such demands, but he had not adopted them
initially. The passage on China might indeed reflect his earliest feelings. It
presented the idea about the king and the people, and contained a gibe against
the nobility.
Chydenius continues in
his memoirs, here manifestly reliably: “Therefore I made a memorial of it [the
freedom of the press], which I gave to the late Bishop Serenius for his use,
who introduced me to the acquaintance of the late Counsellor of the Court
Arckenholtz, newly arrived in Stockholm, and invited me to consult with him
about the memorial. After various discussions and reflections I rewrote my
memorial...”
According to his account
Chydenius thus had “various discussions” over his first, extinct version of the
memorial on Freedom of the Press precisely with Johan Arckenholtz. These lead
to a new, but not yet final version of the memorial. We may ask why the
earliest version of the memorial has not been preserved. One possibility is
that it underwent so many changes that it was not worth preserving.
Jakob Serenius, an old
fox and a Cap who had seen from within different stages of Swedish politics,
proved a disappointment to Chydenius in this matter. Serenius did read the
memorial and even shortened it, “but at the end of the draft he retorted that
it was not permitted to write anything concerning the state, which shocked me
greatly, since with these few words already had been allowed all that the
friends of constriction and secrecy could demand, and I dissociated myself from
anything
like it. He complained
it was a most delicate matter and had been contested, but asked me then to
write in my own name as it pleased me, which I did...”
Serenius did not dare to
be the one to make public the ideas expressed in the edited version of Chydenius’
memorial, but lector Anders Kraftman from Porvoo consented to do it, and the
memorial was presented in his name, though according to Chydenius he was
unaware of who had written it. If this statement is true, then some kind of
group was in action behind the scenes. The less known Chydenius hid or was
hidden behind a more experienced member of Diet. Serenius had been quite
correct in saying that it was forbidden to write about the nature of the state;
the constitution just had to be followed. In addition to the middle version the
final version of the memorial has been preserved. It was slightly shortened
compared to the interim version. This can be explained through Chydenius’
reference to passages removed by Serenius. From the final version has been removed
for example – in the words of Pertti Virrankoski – “all poisonous references to
absolute power of the Estates and their high-handed behaviour and the rights of
the citizens trampled by the magnates”. It certainly had not been wise to speak
in such a way about the powerful. One can ask whether Johan Arckenholtz could
be the one that caused Chydenius’ thought to radicalize still further.
Arckenholtz stayed in Stockholm during the spring of 176 from mid-February to
the end of May. The discussions between him and Chydenius must have taken place
during that period. Arckenholtz was exceedingly interested in matters of state.
In his memoirs Chydenius does not associate Arckenholtz with a similar
confrontation as Serenius, but neither does he specify his potential impact.
We may assume that
Arckenholtz presented suggestions regarding the state in principle based on his
knowledge of Europe and especially of England, and likewise considerations
based on his personal experiences of suppression during the power of the Hats.
As we saw, Arckenholtz, an admirer of the political conditions in England, had
already in his manuscript on the interests of Sweden among the states of Europe
concluded that secrecy was a left-over from the times of absolute monarchy.
There
is nothing to suggest
that Arckenholtz who abided firmly by his stances changed his mind about this.
In the preparations for the Freedom of the Press Act England was repeatedly
posited as a model. It was undoubtedly an idealized paradigm, yet not without
reason, if one compared the conditions in different countries. Similar
references occurred in numerous places in Europe. A clear image of the
exemplary character of Britain, certainly corresponding to Arckenholtz’
thinking, is presented in the interim report of the Committee on the Freedom of
the Press: “All states have experienced the fundamental benefit of such
freedom, and England, that has shed blood to guarantee it, counts it among the
most precious bulwarks of its constitution.” Arckenholtz was exactly the kind
of person, who was qualified and had a motive to convince Chydenius that
instead of China he should look to England.
He could also give
advice where significant documents could be found. He had in his time been
responsible for the documents of the Chancellery, and had spent the major part
of his later life seeking, gathering, organizing and publishing historical
documents. Since no documents about foreign policy of Sweden could be published
in Sweden, Arckenholtz had, under the name of one of his likeminded friends,
published
them in the promised
land of forbidden books during Enlightenment, the Netherlands.
Arckenholtz was bitter
at having had to be the first to suffer an attack from those opposing the
moderate foreign policy of Arvid Horn, had lost his office and later finally
became a political exile to Kassel, even if as a librarian to the Duke, who at
that time was the King of Sweden. He was seeking recompense, in practice a
retirement allowance, of which the downfall of the power of the Hats gave him
hope. He was oppressed by his “misfortunes”, as it was said, to the extent that
it is impossible to imagine that he would not have unburdened his mind about
them to the
young Chydenius even
under the new situation. Talk of the behaviour of the Estates and oppression of
civil rights sounds very much like the agony of Arckenholtz. But it is hardly
justifiable to claim that Arckenholtz is the source for the most important
emphasis of the memorial by Chydenius, the vision of the free competition
between differently minded writers as a method for reaching the truth.
Chydenius believed such a method had been in existence in China, and he thought
it efficient under all conditions, forgetting China’s absolute monarchy.
Emphasis on this critical method of finding the truth was what most clearly
separated Chydenius from the previous
conception of political
publicity as information meant to firmly establish the power of the Estates,
propaganda for the Diet. The solution advocated by Nordencrantz would only have
strengthened the power of the estates.
This fundamental idea in
Chydenius’ memorial has been ignored in various later commentaries. It has been
discussed who would be held responsible in the case of an offence of the
Freedom of the Press Act, the publisher or the author. During the discussion
Chydenius shifted his stand from the responsibility of the former to the
latter, but from the beginning he regarded both options. Chydenius thought that
in England the responsibility was the printer’s, and therefore supported such a
solution at the outset. However, the crucial issue, the main goal of the
freedom of the press was according to Chydenius something else. He formulated
it by saying that freedom in these matters gave birth to “the competition of
the pens”. This had to be encouraged. Its impact was most precious: “No
fortress can be praised more than the one that has endured the hardest sieges.
If the goal is unclear, then truth must be sought through
the exchange of
writings. [...] False writings shame their authors but profit the nation in
that truth is argued for and embedded more deeply.” Chydenius defended the
seeking of truth through statements of different standpoints, through “the
exchange of writings”. The statements that had endured the hardest critique would
be the strongest. This reminds us of the spokesman for an Open Society in the
Twentieth Century, Karl
Popper, and his doctrine
of the strengthening of scientific hypotheses caused by the attempts to prove
them false, “corroboration” as he said. Chydenius’ argument was a remarkable
insight. Though today we may understand that politics cannot be reduced to
knowledge, but presupposes various values and goals, the value of critically
evaluated knowledge for politics will in no way loose its weight.
Three Memorials by
Different Authors
While writing detailed
pamphlets about the freedom of trade Chydenius had, because of his position at
the Diet, been given permission to study old documents, often containing
surprises and significant for formulations of standpoints. Probably this manner
of working had a part in paving the way to a demand of publicity of official
documents. Three memorials were presented to the Estates as the freedom of
press
was taken into scrutiny
in the spring of 176 . The first two were made by Historian of the Realm Anders
Schönberg and Ensign of Artillery Gustaf Cederström, both the middle of May.
The third and last a month later was Chydenius’ presentation. Of these three
only Chydenius would participate directly in the preparation of the Freedom of
Press Act. Schönberg gave detailed arguments about everything that should be
banned, but this was not the main point. Schönberg’s memorial repeated the one
he had presented to the previous Diet. It dealt with the publication of
official documents widely and in a positive tone. Already the Hats had begun
publishing the documents of the Diet, although restrictedly.
Their aim was not to
forward freedom of opinion and critical debate, but to spread knowledge about
the fruits of their power and thus strengthen their position. This practice did
also not originate in the Freedom of the Press Act, but it was in contrary a
part of the development leading to it. Despite the seemingly liberal stand of
his memorial Schönberg spoke for censorship. Cederström for his part suggested
a whole new idea, a kind of voluntary advisory censorship. Like Schönberg he
too presented a long list of documents that should be allowed to be published.
Chydenius was the only one to demand the complete abolition of political
censorship in general. It was Chydenius’ programme that would be realized in
the famous Freedom of the Press Act of 1766. It must be said that the programme
was not presented in full in the memorial to the Estates by Chydenius. It was
significantly completed in the later work of the Committee, which made it so
uniquely all-encompassing. It is evident that other people and not just one
person had an impact on the final formulation of the law and in general on its
birth, as is customary to a Diet.
The preceding discussion
from the previous Diet to the present one had dealt only with the right to
publish more freely, and not with the complete abolition of political
censorship. A substantial and exceptional new idea was called for. Chydenius
had precisely one that would serve: the competition of pens. It was a method
that would bring out the truth by itself. Nobody could stand above it to
regulate its course. A unique feature of the Swedish Act, in addition to the
freedom of writing and printing, was the freedom of access to public documents,
the citizens’ right to have information about documents the public officials
had in their keeping. Highly significant too was the positioning of this right
as primary and leaving of the necessary restrictions to a secondary position.
Such an order of importance is proper to all subsequent laws on
freedom of information.
It is still a valid principle.
Originally this idea did
not come from Chydenius. When the Caps gained central positions several people
suggested publishing the documents concerning the Diet. It was considered
necessary for gaining general confidence and deflecting suspicions. The general
motives did not much differ from those that the Hats had had previously. Such
motives of course would differ according to who felt or thought their policies
have been successful or could at least trust in their success. It had become
the 6
habit that during the
Diet information about it was published and censorship was more moderate than
at other times.
It was debated whether
the records making public all discussions ought to be published, or just the
specific memorials produced over different issues. One argument against the
publishing of the records was for instance that the Diet members had greater
freedom of expressing their opinions, if it were known that the records would
not be made public. In his speech concerning the issue in the Great Committee
Chydenius had on April 176 declared unequivocally that both records and
memorials ought to be freely published. He defended this view on several
instances. It was in accordance with his view about the necessity to regulate
the Diet, which he did not see as a body of absolute power. However, the result
was then, contrary to Chydenius’ view, that only the memorials would be published,
not the records. This early speech proves that quite soon after the Diet had
commenced Chydenius sustained an extensive publicity of official documents, at
least as concerned the Diet, but at that
date he apparently did
not yet connect the issue with the freedom of
printing in general.
Anders Schönberg Gives a
Formulation for the Freedom of Information
The memorial by Anders
Schönberg, a Hat, had been prepared during the previous Diet of 1760-1762 in a
committee set by the Great Committee of the Estates. Despite approving of
retaining censorship and listing prohibitions, the memorial defended an
extensive publicity of official documents. From the perspective of the history
of ideas it is a significant document, because it presents the principle of the
freedom of information in a clear cut form. Another matter is that during the
previous Diet governed by the Hats the delicate matter of freedom of press was
altogether abandoned, including the principle of publicity that had been
drafted.
What did Schönberg’s
memorial, the basis for what came later, contain? Firstly it dealt with
publishing documents of trials: “Once any documents, judgments or records of
any description have been issued, whether in earlier or more recent times, by
any courts of law, government departments, consistories or other public bodies,
the Committee finds no reason to ban their printing as they stand, with no
other examination beyond their being reported to the censor, who is then
obliged to subscribe his name to them, in so far as no censorship can alter a
legally issued document. It should be possible to remove only what relates to
serious, less familiar crimes or anything else that is not entirely consistent
with decency”. It would not be necessary to print everything that had been
brought up during a process. From an exchange of submissions however, the
submissions of both parties to the court of law should be printed.
Contrary to the royal
letter from 17 that had been the foundation for the former practice, the
memorial proposed that it would be useful “if all votes are disclosed together
with the names of the voters, both when votes are reported to the Crown
by the court of appeal and the major government departments in accordance
with chapter 0, § of the Code of Judicial Procedure and when one party, or
whoever it may be, in any court of law, government departments or any public
body, requests the release of the voting record or of reports by public
officials concerning rights of individuals, which the Committee believes may
then safely be printed;” A restriction as in previous times would regard only
the highest power: “... it does, however, make an exception for the votes in
the Council of the Realm, which are scrutinised only by the Estates of the
Realm...”
The memorial thought
that publicity would promote the attention of the public officials and judges
making their decisions, likewise the education of public officials: “…that
hereby the inestimable benefit will be obtained that none but mature and
competent men would apply for such offices in which the rights of a citizen are
put to the test, when it will not be so easy to fell under the influence of an
ill-considered voice as it might be when it is concealed under an injurious
silence...” Anders Schönberg’s memorial went even further: “The Committee
further considers it to be necessary to allow the printing of all the official
correspondence, judgments and verdicts, resolutions, edicts, instructions,
statutes, regulations and privileges, of whatever kind or nature they may be,
from the Crown, appeal courts, government departments and public officials;
likewise all the memorials, applications, projects, proposals and the like
submitted by private persons or individual societies and public
bodies to the Crown or
the Estates of the Realm, to the appeal court, government departments and state
officials, as well as all reports, projects, official proposals, appeals
against and responses to these, as also all accounts of parliamentary
proceedings submitted by the officials to the Crown or
the Estates of the Realm
and all the verifiable activities of and duties performed by officials, lawful
as well as unlawful, with what occurred in connection with them, beneficial or
deleterious. In short, whatever is not contrary to the basic rules
outlined above for the censorship should be allowed to be printed subject to
the appropriate censorship.”
The breathtaking list
continues about printing the documents of the Diet: ”...the Committee has not,
however, felt able to recommend a ban on the printing of the resolutions issued
by the respective Estates and of the protocols and reports of the committees;
nor does the Committee find that there is any obstacle to the printing of
parliamentary memorials, once the secretary of the Estate has certified by his
signature that they have been read to the Estate and that the author of the
memorial has either received the permission of his Estate to present the
memorial to the other Estates, or that the memorial has been approved outright
or referred to some committee.” However, an important restriction ensued: “The
Committee likewise recommends that all documents and papers that are produced
during sessions of Diet and that provide useful information may be printed, as
they should not be kept secret and concealed, although the signature of the
Censor is required in all such cases...” Even though a document concerning the
Diet would not be defined a secret one, it had to provide “useful information” and
have the approval of the Censor. In other words,
it remained the task of
the Censor to decide on the basis of directions received what was useful. In
practice this left the censor unlimited possibilities of political power. The
memorial did not take the stand that publishing opposing standpoints could be
useful. Schönberg’s memorial saw no contradiction between publicity of official
documents and preserving the Office of the Censor. The silent precondition
seems to have been that the persons who prepared the memorial who had long been
accustomed to the power of the Hats could not imagine a situation where
radically different and contradictory standpoints would struggle for the favour
of public opinion. They could not comprehend it as a method of seeking the
truth.
If openness, on the
contrary, were to be realized as a method of “seeking the truth”, what would
there be left to do for censorship? Chydenius’ answer was unequivocal: nothing.
The specific Office of the Censor and censorship by political officials in
general should be abolished, as Chydenius claimed had been done in England.
Neither freedom of the press nor the principle of publicity were as such
invented by Chydenius, but it was his action during the Diet that was central
to having these reforms realized and to giving them their final form. It was
all about much more than presenting good arguments and the approval they
received. A factor in the approval was that the Chancellery had long had
problems keeping up censorship. The outcome
of course presupposed a
change in the political relations of power, the Caps winning the elections, new
modes of thinking and new coalitions of people within the Caps. There were also
some incidental happenings that proved lucky for Chydenius and affected the result.
The heritage concerning the publicity of official documents could be termed as
a tight knot, which Chydenius opened with one stroke directed at censorship.
His conclusion was namely that the publicity of official documents that
depended on political censorship would be no publicity at all. Freedom and
constraint could not be united.
The Final Decisions:
Freedom of Information without Censorship
Chydenius believed that
the people ought to be able to regulate the Diet and its representatives in it.
Therefore a free state required a wide foundation of knowledge. The majority of
the nation should be able to settle matters in light of its enlightenment. It
was not just a question of the freedom of an assembly of the Estates, but a
deeper issue of civic freedom and the enlightenment it presupposed. These could
be brought about by publicity, not by a censor’s judgement.
On 26 August 176 the
Great Committee set up a specific Committee to look into the Freedom of the
Press, and Chydenius was appointed one of its members. The Committee acquired
all memorials on the freedom of the press and investigated its history. If not
before, then at this stage the whole range of the freedom of information must
have become clear to Chydenius. It corresponded fully with the ways of thinking
he had already adopted, wherefore he became its most consistent speaker and
writer. Having discussed the restrictions necessary for freedom of press the
Committee made a declaration at the end of the same year, 9 December 176 ,
about the publicity of official documents, or as Pentti Virrankoski has
summarized it: “All decisions, proposals and edicts by Committees and High
Courts, not to mention the lower instances, could be published freely, and
citizens ought to have an access to archives and copy them if they wanted.
Likewise, records by all
offices, even the Council of the Realm itself, and furthermore all documents
presented at courts of law, though regarding these some privacy of individual
persons was to be respected. It was even proposed that public officials ought
to hand over the documents for publication or they could be dismissed. “It
ought to be possible to make comments and proposals concerning all laws and
other statutes, whether these had been passed or were just being drafted. It
should also be permitted to write about foreign policy, and all treaties made
with foreign powers ought to be public, unless they had specifically been
declared secret. It should be possible to freely publish and comment on the
history of the state, both national and in general.” It was clear that
publicity should be primary, and that what remained secret was to be a
secondary exception. That is what the principle of publicity is all about. Not
even the Council of the Realm, that is the government, was left outside the
general principle of publicity. Even though many demands were the same that had
been presented during the previous Diet but left unrealized, the policy had
become more resolute.
Prohibiting secrecy at
the peril of dismissal was an unheard of means, and unheard of was also
interfering with the world of secrecy that had covered diplomacy through the
ages. At the next meetings, held during December, Chydenius acted as the
Committee’s secretary. The Committee proposed, again in the summarization by
Virrankoski: “...that the memorials presented to the Diets could be published
by the permission of the respective estate and the responsibility of the one
who drafted the memorial. The Committee furthermore wanted to make public the
reports of the Committees and the records of the Committees and meetings of the
Estates.”
The example of England
proved also that publishing the documents of the Diet was an efficient way to
instruct those who attended the Diet for the first time. Furthermore, publicity
was the only means to check whether Diet members were promoting the well-being
of their electors and the Realm, because – in the words of Chydenius – “there
is no other way to make responsible those who have the highest power.” The
grand debate processed the interim report of the Committee of the Freedom of
Press, which contained the proposals, much later the next spring, on 7 March
1766. As was to be expected, there were doubts about the proposal leading to
control of the members of the Diet by their electors against constitution.
Chydenius managed to defend the interim report skilfully, and it was accepted
with a few reservations. The struggle Chydenius went through to get political
censorship abolished was complex and extremely close. The report Chydenius finally
drew up and dated 21 March 1766, ended up as the stand taken by the Committee
of the Freedom of Press. Censor Niklas von Oelreich who was heard as an expert
during the drafting did present a vision to preserve censorship on a new basis.
He admitted it was necessary to correct some failings and drafted a plan for a
whole new office with several officials who would control and regulate
political writings
towards useful subjects, helping the authors in various questions beginning
even from problems with language. Chydenius responded politely, that giving up
the office of Censor von Oelreich would have even greater glory than Gilbert
Mabbott who resigned from a corresponding one in England in 16 9 and declared
it detrimental. The proposal of such a new office had patently a contrary
effect on the Committee of the Freedom of the Press than von Oelreich had
assumed.
The arguments with which
he opposed the responsibility given to uneducated printers, the stand
previously taken by Chydenius, however must be considered significant.
Chydenius then changed his view so that if a work was found to contain criminal
material in a normal court of law, the responsibility was the author’s. At the
final presentation to the Great Committee on 7 August 1766 something surprising
came up. Baron Gustaf Reuterholm presented a tedious two and half hour defence
of political censorship. He managed to infuriate his audience so that they
turned against him, and the estate of the burghers could decide over the
subsequent procedure. When the proposal for an extensive freedom of press was
passed on in the name of the Great
Committee to be processed
further, the assemblies of the Estates accepted it without objections. That was
all that the Swedish Parliament Act required. Even though Chydenius was
dismissed from the Diet because of presenting opinions concerning monetary
politics against the views of the Caps – the Freedom of the Press Act not yet
being effective – the stands he had drafted were presented to the Great
Committee and were inscribed into the Freedom of the Press Act which ensued on
2 December 1766. It is probable that the real reasons for the end of Chydenius’
first career in the Diet had to do with the Freedom of the Press Act, which
actually was against the will of the leading Caps.
The freedom of
information must be regarded as a heritage of the earlier Diets, indeed from
the Hats, although unrealized and contradictory, combining the fire of openness
and the water of censorship, but now it was given a new approach. The principle
could become efficient only when combined with the abolition of political
censorship. Anders Chydenius’ work combines the two. It would seem that no
single ingredient of the Act was especially invented by Chydenius, but his mode
and zeal in combining the different ingredients produced something
unprecedented. The same can be said of his work for these principles during the
Diet, which resulted in the first Freedom of Information Act in history.
In the last instance the
Act was given the firm protection of the constitution. In his foreword to the
China pamphlet Chydenius had spoken about freedom of expression as the “apple
of the eye of a constitution”, but it is not known who made the last minute
additions. This ascension in worth proved in fact fatal after some years, when
King Gustav III as a consequence of his 1772 coup abolished the old
Constitution. Despite the later, less strict versions of the Act, the Act of
1766 was to become an ineradicable part of development of consciousness of
justice and practices of publicity. Its place of honour in the constitutions
both of Sweden and later of independent Finland the Act regained through time.
A Global World Needs
Openness
The Freedom of the Press
Act of 1766 was not a radical upheaval in practice. The writers were cautious,
as the responsibility was now theirs. There begun to appear a lot of writing
under pseudonyms, though more serious academic writers were slow to come out.
But the printers profited. Journals and political pamphlets flourished.
Political newspapers were born. The first Swedish daily newspapers began their
careers. Chydenius’ Act was opening a new political publicity.
Restrictions were soon
added to the Act. The first three articles defined what could not be
criticized: religious dogmas and constitution, the Royal family, the Council of the Realm and the
Estates. In practice the threat of a suite of law was imminent for
instance because of the following prohibition: “Let no one use public writing to make debasing
statements about the crowned heads or their closest
relatives nor yet of the reigning foreign powers.” This was not what Chydenius
had in mind, however
much he may have
appreciated the Crown Prince. The
impact of the law was also weakened. Some months after the Act took effect there ensued a royal declaration and
caution about “spreading untruthful rumours”. Chydenius and various others had
considered the freedom of spoken word unlimited. For this
reason, they had paid no
attention to it. But the
situation was changing. As early as March 1767 the Council of the Realm ruled by the Caps issued a ban not to
write too freely about matters concerning government.
Restriction of spoken
statements revealed a problem of the law. Attention had only been paid to text,
either handwritten or printed. The Constitution of the United States would not
have this restriction, combining directly the two issues: “the freedom of speech or of the press”.
What was ignored by the Constitution of the United States
was instead the Swedish speciality, the freedom of information, the
openness of official documents. England
had been an example for Chydenius of the abolition the office of the censor. In
reality England developed a masterful censorship of mail independent of the law. A Freedom of
Information Act took effect in
law in the UK England as late as the beginning of 200 . The threads woven together by Chydenius have
experienced a series of reformations and restorations. Only the
openness revolution of the 1990s
has made it globally irreversible, even if setbacks are a reality too. It seems to be a historical process, which in a
restricted sense can be said to
have a direction, growing openness – though not as a definite goal, which evolution in general does not have. The
starting point is comprehensive secrecy, which little by little begins to open
disparate targets of democratic processes. “Full openness” is nevertheless
neither the goal of the process nor possible. Openness always has
its opponents. Privacy, for instance,
needs to be protected. Openness is a matter of ongoing struggle.
In a global world
everybody begins to be in the same position as the curate from Alaveteli. Power is somewhere far
and its cores are shadowed by
secrecy. More and more people realize that they need the kind of information
that Chydenius already had in his mind. The possibility to get it freely, consider it and express one’s thoughts
without fear were, according to
Anders Chydenius, the preconditions for the wealth, stability and wellbeing of
nations. References to the literature concerning Anders
Chydenius are to be found on the
home pages of the Anders Chydenius Foundation, www.chydenius.net.
Unfortunately, the most
extensive studies are not available in English. A critical edition of Chydenius’ writings is in the process
of being edited, together with an English translation of his main works. Thanks are due to Taina
Rajanti, Mark Waller and Peter Hogg for the English of the
present study.
-------------------------------------
FREEDOM OF INFORMATION TODAY
Transparency at the core of democracy
By
Leena Luhtanen
The question of
transparency in government has lost none of its significance, although it dates
back as far as government itself. How much information can decision-makers entrust citizens with? The answer
on this relates directly to the basic constituents
of any political entity. In a modern
society decision-making must be based on the political will of enlightened citizens, which is expressed through
votes and elections. In such a society transparency should be the rule
and secrecy the exception. Citizens
should be entrusted with as much access to information as possible. The right of access to public information has
its roots in the 18th century. The title of a founding father may rightly be bestowed
upon the Finnish priest Antti Chydenius. As a member of
the Swedish Parliament from 176 onward, he was the initiator of the
Freedom of Press and the Right of Access to Public Records Act. At the
time Finland was still part of
the Kingdom of Sweden.
The Swedish example was
later followed by the United States’ Constitution. The right to freedom of
expression entered into the Constitution with the First Amendment in 1789. The focus was, however, rather
on the freedom of press than on access to public
information as a citizens’ right.
In the US, the Freedom of Information Act was introduced in 1966, and today almost all European countries
have such an Act.
In the EU, major steps
towards open government were taken in the 1990s. A big step forward was the Charter of Fundamental Rights of
the European Union in 2000. The Charter includes
both freedom of expression and the right of access to documents. In 2001 the
first regulation on access to documents was adopted. The Nordic countries are internationally
regarded as forerunners in questions
of transparency and openness. Therefore it was only logical for the Finnish Presidency of the European Union
in 2006 to put special Minister of Justice of Finland, Leena Luhtanen, presided over the
EU Council in Justice
Affairs during the Finnish EU Presidency in the latter half of 2006. emphasis on the transparency of the EU. Public
discussion has largely focussed on whether or not all legislative
decision-making should be carried out in public. However, the access to documents and an efficient
information policy are just as important for making legislation and the
legislative process more transparent and understandable to
the European Union’s citizens. To this end, the Finnish presidency started implementing the new overall policy on transparency, which had been
adopted by the European Council in June 2006. Consequently, the openness
of legislative decision-making has been significantly increased. Altogether
about half of all debates between ministers in the EU Council
are now held in public. Web streaming technology enables all citizens
and the media to follow such proceedings through the internet from
wherever they are. Furthermore, all documents discussed by ministers in public
proceedings are also made available on-line.
The transparency of
government is a core issue of the democracy principle and a precondition for bringing any government closer to
its citizens. If a government does not trust its
citizens, how can one expect the
citizens to trust their government? The same applies to the European Union and is therefore one of the main
priorities of Finland’s EU policy during and beyond the 2006 presidency. Openness and Access
to Information in
Finland By Olli Mäenpää
1. Right of Access
1.1. Tradition and
Reform
The principle of access
to government documents has a longstanding tradition in Finnish law dating back to a constitutional enactment
of 1776 when Finland was under Swedish rule (the
Act on the Freedom of Publishing and the Right of Access to Official
Documents). While it is true
that this constitutional principle of openness has been interpreted and applied in a varied manner, narrowly and
less narrowly, the principle itself has prevailed over the centuries, albeit
without the support of detailed legislation governing access to
government information. Today, detailed rules governing access to administrative documents are
laid down in the Act on the Openness of Government
Activities of 1999. The Act is
based on the principle of general access to official documents, denoting an assumption of openness. The era of modern, comprehensive access
legislation cannot, however, be
said to have been formally initiated until in 19 2 when a first act on access to documents in public administration was
adopted. This Act was expressly based on the presumption of openness
and it also provided for a general
statutory right of free access to official administrative and judicial documents. Under this first Act, exempt
from free access were secret and internal documents while access to draft documents could be
obtained at the discretion of the authority. The 19 2
Act was amended several times
to include provisions
granting the party in administrative proceedings broader access, and also in order to update the concept of
document to cover other than paper documents. Gradually criticism of the first act grew. This
was for a number of reasons: the grounds of secrecy were defined quite broadly
leaving plenty of lee-way for the authorities to apply them in a
secretive fashion; openness of the preparatory stages of decision-making
procedure was considered unsatisfactory because the grant of access to
draft documents was discretionary; transparency of issues related to EU
decision-making was limited; the
concept of an official document had failed short of the development of information technology; the accommodation of
privacy with openness was vaguely regulated.
These and similar
reasons led to the project of reforming the access legislation. A constitutional reform and update
of the basic rights catalogue in 199 gave additional impetus to the ongoing
drafting of a completely new law. In this reform, access to
administrative documents was defined
as a fundamental constitutional right and openness consequently gained the status of a constitutional principle. The draft bill to reform legislation regulating
access to governmentheld information was based on an intensive preparation in
which an accommodation of basically two competing
concerns proved to be crucial. On
the one hand, the principle of general access to information should be defined clearly and so that it would also be
easy to make the principle function
effectively in practice. On the other, the drafters had to consider
strong opinions quite unfavourable to increased openness. Among the proponents of a narrower concept of openness
were several Government departments and the Central Bank. They
insisted on limiting the applicability of the access legislation mainly by
defining the grounds of secrecy more
extensively. The accommodation of these two (there were
others, to be sure) leading considerations found a less satisfactory
result in the text of the The author, Olli Mäenpää, is a professor of administrative law at the University of Helsinki, and is one of the leading experts in Finland on
access to information. draft law. Consequently, it was subjected to strong
criticism in Parliament. One of the main points in the parliamentary
criticism was that the grounds of secrecy were far too open-ended
and that no compelling reasons could support narrowing openness as much
as was proposed. A broadly defined catalogue of grounds of secrecy
could also jeopardize the public nature of judicial proceedings. A further
point voiced in Parliament’s deliberations emphasized the constitutional right
of access and insisted that the discretionary powers of the
authority should be more expressly constrained in all cases where the
result could be a negative
answer to a request to
gain access.
As a result of the
comprehensive critique, Parliament decided to make considerable amendments to the bill. For
instance, a majority of the provisions
concerning secrecy were actually rewritten in a more exact way. All the amendments had the objective
of giving more precision to the
provisions of the Act and extending the scope of openness. In this respect, the alterations were clear
improvements. However, some provisions still remain open to considerably
differing interpretations and the structure of the Act is rather complicated which is unlikely to
facilitate its application.
1.2. Principle of
general access to information held
by public authorities The right of access to official documents is
included as a fundamental right in the new Constitution Act of 1999.
Section 12(2) lays
down the principle of openness and the right of access to
government documents: ”The documents and other records in the
possession of public authorities shall be public unless their publicity has
been separately restricted byAct of Parliament for compelling reasons. Everyone
shall have the right to obtain information from public documents and
records.” Judicially, and particularly from the point of
view of the normative hierarchy, it is significant that the principle
of open access to administrative and judicial documents has been defined as a
basic constitutional right and not merely an interpretative
principle. Access to government
held information in a
recorded form enjoys a constitutional status. Right of access may thus be invoked by anyone
regardless of citizenship or the The text of the Constitution Act can be found at
www.finlex.fi/en/laki/kaannokset/ 999/ en19990731.pdf. The provision cited in the text was
initially included in the (old)
Constitution in 1995. purpose for which that right is exercised.
Since access to documents and other records is a basic right it also takes precedence over
ordinary legislation. For instance, if the application of a statute were
in evident conflict with the access right, the access provision in
the Constitution would be given primacy in judicial proceedings concerning
that application. Together with the guarantees of freedom of
expression and freedom of information in Sec. 12(1) Constitution Act,
the access right forms a vital component of an open government. An
additional stimulus to a functioning access legislation is found in
Section 1 ( ) of the Constitution Act defining a positive obligation on the
administrative authorities to
promote openness: ”It shall be the task of public authorities to promote
the opportunities of the individual to participate in the activities of society and to influence decision-making
affecting him.” The right of free access to administrative
documents forms one of the
most significant
guarantees of the transparency and openness of public administration. Detailed
rules governing access to administrative documents are laid down in the Act on the Openness of
Government Activities of 1999 (Openness Act).
According to the
general principle stipulated in Section
1 of the Openness Act, all official documents shall be public, unless
specifically otherwise provided in this Act or another Act. The Openness Act also sets out the objectives of
its application. Section lists as the goals promotion of openness
and good practice on information management, the provision to private
individuals and corporations of an opportunity to monitor and influence the
exercise of public authority, to observe the use of public
resources, to freely form an opinion, and to protect their rights and interest.
The list is intended to serve as more than a mere declaration of good intentions. It must be
taken
seriously because,
pursuant to Section 17, the authorities are duty bound to take the list into consideration when making
any decision under the Openness Act. The objectives of the Act,
consequently, are meant to inform
all instances of its application.
1.3. Obligation to
promote openness
Under the Openness Act
the authorities have not only the duty to respond to requests for access, they have also an active
obligation to provide information and promote openness. There are several
provisions to The text of the Act in English can be
found at www.finlex.fi/en/laki/kaannokset/ 999/ en19990621.pdf this
effect in the Act. The authorities must actively produce and disseminate
information on their activities. For this purpose they must produce guides, statistics and other publications, as
well as information materials on
their services and practices and on the social conditions and developments in
their field of competence (Sec. 20). The authorities must also ensure the availability of this information by
making it available in libraries and on the Internet.
Good practice on
information management is a new concept denoting the obligation to see to the appropriate availability, usability,
protection, integrity and other matters of quality
pertaining to documents and information management systems (Sec. 18). An
element of the good practice is
the obligation to arrange the documents, information management and data systems in a manner that facilitates the
operation of the openness principle.
2. Scope of Application
2.1. Information
The Openness Act
contains provisions on the general right of access to official information and how this right is
exercised in practice. In addition, it defines active duties of the authorities
to promote access to information and good practice on information
management. A considerable part of the Act is devoted to defining the grounds
of official secrecy, the official’s duty of non-disclosure, and other
restrictions of access that are
considered necessary for the protection of public or private interests. An
important safeguard of access is the comprehensive reviewability of decisions taken pursuant to the Act.
The Openness Act takes
the mid-road with regard to its applicability to information. Basically,
it guarantees access to government-held information to the extent it is documented or stored while the
restrictions of access extend to cover even undocumented information. The Act thus defines primarily access to official
documents and the information contained
therein. Government-held information as such, irrespective of whether it is stored or documented, comes
under the scope of the law mainly
pursuant to provisions concerning non-disclosure and promotion of openness.
2.2. Documents
The right of access is
applicable to a variety of documents regardless of their external configuration and manner of
storage. Since the use of the term
document is not restricted to written texts or pictures only, the Act is applicable even to information stored in a
specific form such as electronic documents, data disks and files, tapes as well as visual
presentations, maps and x-ray pictures. A recording is
considered a document even if it can be comprehended only by means of technical aids. The same
applies to any message that can be deciphered only by
means of a computer, an
audio or video recorder
or some other technical device.
2.3. Administrative
bodies
With respect to the
organization of the administrative entities, the scope of application of the Openness Act is fairly
wide. It comprises all state, regional and municipal authorities as well as judicial bodies;
e.g. ministries, administrative authorities, courts, tribunals and
representative bodies. Access to Parliament documents is
regulated solely in the Constitution, however. In a rapidly transforming environment of public administration it
is important that access to information is extended
also to semi-public organizations to the extent that they perform public
functions. The solution to this consideration is twofold. First, the
application of the Openness Act
extends to formally private bodies such as corporations, associations
and foundations to the
extent that they are authorized to exercise public authority. For instance, a private undertaking
may be authorized to register and
inspect motor vehicles. These activities are considered to constitute an exercise of public authority and thus the
Openness Act is applicable to
the performance of such functions. Second, the access rule also applies to
bodies undertaking public duties under express commission if the commission contract is concluded with a public
subject. As a result, the new
Act is applicable for instance, to a private nursing home or a private care institution for the elderly to the extent
it undertakes a commissioned municipal
task. The extension of the scope of the Act to private
bodies implies that most of the indirect public administration comes
under the application of the access rules. For the sake of
exactness, it should be added that a private body does not fall under the scope of the Act simply due
to the fact that it is owned by the state or a
municipality or because it receivespublic subsidies or operates under the
supervision of a public authority.
Thus, for instance, a
municipal corporation will not escape the principle of public access to the extent it is vested with
any public authority or when it performs a commissioned public task.
The same can be said of an association receiving state funding and a company licensed to
operate in a regulated field of economic activity.
2.4. Official documents
For a document to be
qualified as public and generally accessible, it must be prepared by or delivered to a public
authority and be in the possession of that authority. This definition means that both documents
issued by an authority and documents received by it count
as official. Even an initially private document thus becomes an official
document once a public authority has duly received it. As a rule,
it is the recipient authority that decides, by applying the Openness Act, whether access can be
granted to an official document. The grounds of secrecy
protecting personal integrity, vital professional and economic interests and
the ability of the State to participate
in international co-operation govern the balance of interests in this respect. Since the official documents and the right of access to them are
defined exclusively by the Openness Act, the sender has no power to bind the authority in this respect by requiring
confidential treatment or by making
similar reservations. For the same reason, derogations from accessibility
cannot be based on contractual arrangements. Similar rules apply to documents emanating from other states and
international organizations such as the EU.
3. Preparatory documents
In day-to-day
administrative practice official documents under preparation, in the process of
being drafted or otherwise incomplete constitute an important category. Because of their formal
incompleteness, internal character, or preliminary nature they will not
be generally accessible until the
issue in question has been decided. As a consequence of such a deferral,
preparatory documents will be subject to the right of access at the latest after the decision is made (Sec. 6). This rule applies also to internal documents
such as outlines, aides-mémoire and other memoranda drawn up by a public
official. A small group of preparatory documents may still remain
inaccessible under the Openness Act. This group includes notes kept by an
individual official, drafts, which have not yet been released for presentation
of other consideration, and internal communications unless they contain
information that must
be archived. The
group is expected to remain limited.
The reason for the
special status of preparatory documents has traditionally been a presumed need
to ensure the undisturbed functioning of the administration and the requirements of confidentiality. That
kind of deference for purely administrative
considerations has lost most of its justification over time, since it is just the preparatory
documents that are significant for the general monitoring of
administrative activity and for influencing
official action. After all, the outcome of an administrative procedure will quite often be determined already
at the drafting stage. In any case, there is an obvious tension between
these two conflicting arguments – the need to protect the confidentiality of
drafting decisions and the need to ensure sufficient openness at the
preparatory stage of decision-making. The new Act has
resolved this tension by a general stipulation to the effect that an authority has been reserved
discretion to disclose a preparatory document before the
decision has been made (Sec.9), while the most important preparatory documents
are generally accessible when they have been completed. Since it is at the discretion of the authority
to disclose a preparatory document before the decision is taken, there is
no general right to obtain information
on it. In administrative practice draft documents are usually disclosed relatively easily, but attitudes vary
concerning the dissemination
of information at the
preparatory stage. For these reasons and in order to guarantee the operation of the openness
principle the Openness Act introduces
three important constraints to the discretion.
The first constraint
concerns studies, statistics, and other comparable accounts if they contain information on the
alternatives, reasons and impacts pertaining to a project of general
importance. They will be public as soon as they have accomplished their purpose of providing that
information. No discretion is thus left to the authority once such a study or account has been completed. The second
constraint applies to the scope of
the discretion itself. Access to information in preparatory documents may not be restricted unduly or any more than is
necessary to protect the interests in question; also the persons
requesting information must be treated
equally. Third, the access legislation also includes an important amendment of the Penal Code whereby the
disclosure of information in preparatory documents is decriminalized.
This amendment has as its
specific purpose to encourage the authorities to participate in public debate
in their areas and also to facilitate the exchange of opinions at the preparatory stage. The authorities also have a general duty to keep available
documents on legislative reform projects and of pending
projects of general importance. On request, the authority must also
provide access to information on
the stage of consideration, alternatives and impact assessments on legislative and administrative projects of
general importance (Sec. 19).
4. Gaining Access to an
Official Document
4.1. Presumption of
accessibility
Since the Openness Act
is based on the presumption of openness, access to documents is the predominant rule, whereas secrecy is the
exception that must in each case have an express legal
base. Everyone is presumed to have a general right to examine the contents of an official
document and obtain information contained therein,
subject only to exceptions provided
in law. In addition, the exceptions must be construed narrowly. In many cases it is possible that a document
contains both secrets (e.g.health data or commercial secrets) and public
information. Such a document is not considered completely but only partially
secret and the public information in it must be made available. When
only a part of a document is secret, access must be granted to the public part
of the document if this is possible without disclosing the
secret part (Sec. 10). The authorities are also under an obligation to manage
their documents and data systems so as to guarantee access to public
information without disclosing secret
information. In this respect, the presumption of access extends not just to the document as a whole but also to
the public information
contained therein. The
release of information is therefore assessed on a
“contents basis”.
The access right extends
to Finnish citizens and foreigners without distinction. No reason needs to be given when exercising this
right. In fact, an authority is expressly forbidden to
demand verification either of the
identity of the person requesting information, or of the purpose of the information sought, unless knowledge of that
purpose is essential to the exercise
of discretion by the authority (Sec. 1 (1)). Such discretion may be necessary if the document is secret and the
information contained in it may
therefore be disclosed only to certain person or to limited groups of
persons or for specific
purposes.
4.2. The procedure of
obtaining access
To obtain access to an
official document one must request it from the authority keeping the document or the official responsible for the
care of the document. It is not necessary to be
able to give a detailed description of the document since the authority must
provide help in finding the document. This duty has its limits,
however. If the request does not contain any specification of the document or fails to provide any
details of the information sought, the authority does
not have a duty to conduct extensive
examinations or searches to locate the document or the information.
An individual may
exercise the right of access in several ways. The person requesting an official document is entitled to obtain a
copy of it for a fixed charge. Alternatively, the
person has the right to read the document and make a copy of it at the premises of the
administrative body provided that the office space allows this
and it does not cause considerable incovenience. Access to a document must be
granted in the requested manner unless doing so would cause
unreasonable harm to the authority’s normal activities. In most cases,
the document itself is made accessible
by allowing the individual to read and copy it on the premises of the authority or by supplying oral
information of its contents. The minimum requirement for proper access is that the authority
supplies a copy or an official transcription of the
document requested.
If the document can be
read or apprehended only with the use of technical devices, the authority shall make necessary equipment
available or provide a transcription. The applicant must
be given the appropriate equipment for reading, seeing or hearing its
contents or otherwise retrieving information from it. Such arrangements
could, for instance, include providing
access to a computer or the use of a CD-ROM reader. At the permission of the authority it is also possible
to have a copy of an EDP
recording or to gain
direct electronic access to its database. Official registers of decisions
are generally accessible electronically.
4.3. Time limits
A request must be
considered without delay, and access to an official document shall be granted as soon as possible
(Sec. 1 (2)). In the established practice “without delay” has been
considered to allow a maximum of
a couple of workdays for assessing and processing ordinary requests for access. Despite well-founded criticism
during Parliament’s deliberations, the Openness Act approves of a considerably slacker procedure: in
any event access must be granted within two weeks from the arrival of the
request. If the number of the requested documents is large, if they
contain secret parts or if the request otherwise
requires an irregular amount of work,
access must be provided within one month.
4.4. Guarantees of
access and remedies
In cases where the right
to access has been denied by a public official, sufficient information must be provided of the reasons of the
refusal. The individual who has requested the document may
also require that the official refer the matter to the authority in
question for a formal decision.
That decision is always
reviewable in an administrative court. In addition, it should be noted that all
decisions taken pursuant to the Openness Act are reviewable. Thus subject to review are also decisions to
grant access to e.g. a secret document. The applicant or a directly interested party has
the right to make an administrative appeal against the decision
according to the rules applicable to ordinary appeals against that authority.
The appeal would in most cases be heard by an Administrative Court in the
first instance, while the Supreme Administrative Court is the court of
last instance in all such appeals.
5. Secret documents and
non-disclosure
5.1. Criteria of secrecy
As such, the principle
of public access to official documents would require that practically all documents produced or
received by the public administration be made generally available and that the
information held by public officials could be disseminated without
restrictions. Such an extensive and limitless accessibility has been considered
unfeasible for various reasons based on the need to protect legitimate
private and general interests. In order to accommodate such interests
access to official documents and
disclosure of information held by public authorities are subject to certain qualifications and limits.
Section 12(2) of the
Constitution Act stipulates that a restriction to access is possible provided that it is based on compelling
grounds and has an express statutory basis in an enactment
by the Parliament. In the Openness
Act the qualifications are defined in provisions determining the grounds of
official secrecy and defining the duty not to disclose confidential
information.
To protect such
legitimate interests as personal integrity, commercial confidentiality and national security, access
has been restricted with regard to information about e.g. issues falling
under the core areas of foreign policy, privacy, business secrets and
professional confidence. One reason for restrictions is that the personal data obtained in the
course of government work need to be protected because of
its sensitivity. The
operations of
authorities can also not be wholly public in matters dealing with national security or crime prevention.
These reasons account for the
majority of express secrecy or confidentiality provisions. Furthermore, rapid advances in automatic data processing set
new demands on protection of privacy, currently being met by developing data
protection. The list of the criteria of secrecy in Section 2
of the Openness Act is based on the following interests which may be
protected by keeping the official documents secret:
- personal integrity and
other important personal interests in health care, social services, taxation or
public supervision
- protection of
private business interests
- the economic
interests of the State and the municipalities
- protection of
nature
- prevention and
prosecution of crime
- safeguarding
judicial proceedings and data protection
- the security of
the state and its relations with foreign powers,
- defense
interests.
5.2. The grounds of
secrecy
The most central grounds
of secrecy have been codified in Section
Openness Act.
The section has
been divided into 2 paragraphs each defining a separate ground of secrecy. This relatively
detailed regulation has made it possible to repeal about 120
separate provisions on secrecy. Still,
Section 2 is not exclusive since there remain a number of specific provisions on secrecy in the material
legislation concerning such things as taxation, health care, and social welfare. In addition,
there are duties of professional secrecy under other areas of
legislation regarding persons who
are not in public office, such as advocates and physicians in private practice.
The grounds of secrecy
in Section 2 have been formulated following three different methods. Mandatory secrecy is the strictest
and most comprehensive of these methods since its interpretation is independent
of the case-by-case consequences of access. This method
has been particularly used in the protection of privacy, personal
integrity, professional secrets relating
to private business, national security and foreign policy documents. In
these cases the secrecy is absolute.
The other two methods
are based on an evaluation of the possible detrimental consequences of access. In the application of these
provisions the authority must always first consider whether and to what extent the disclosure would cause harm, injury or
damage to the interests protected by the secrecy provision. Parts of these
provisions are based on a presumption of accessibility: access must
be denied only if disclosure would have adverse consequences. For instance, documents
concerning the relationship of Finland with international
organizations, such as the EU, are
secret if access to them could damage or compromise Finland’s international
relations or its ability to participate in international cooperation (Sec. 2 (2)).
Another part of the
provisions are based on a presumption of secrecy: access to the document may be granted only if there manifestly
will be no such consequences. For instance, the
documents of the security police are secret, unless it is obvious that access will not compromise State
security (Sec. 2 (9)). Accordingly, access to these
documents may be refused only provided that such harmful consequences are
likely to take place.
This means that there
must be very good and weighty reasons for gaining access to the security documents, but secrecy is not considered to
be total. Since documents are regarded as secret only if
and to the extent this is separately provided for in an Act of Parliament,
no particular procedure of classification (or de-classification) is
necessary, nor is it performed in actual practice. Any document can thus be declared secret by law
and secret is the only category of restrictions of
access. Public authorities or officials,
on the other hand, lack an independent power of assigning secrecy to official
documents. Instead, it is their duty, applying the relevant legislative provisions, to determine whether an
official document may be supplied or whether it is to be kept secret
pursuant to the relevant provisions.
5.3. Duty of
non-disclosure
Public officials are
under the duty not to disclose to any unauthorized person a secret document or information
contained in it or to make an official
document available in any other way. That obligation extends also to
information, which has been proclaimed confidential by a superior official or body pursuant to an express
provision in an Act of Parliament. The duty not to disclose confidential information is binding on
public officials even after leaving the service. The
wrongful disclosure of a secret document
or confidential information is subject to criminal liability. Provisions imposing penalties for such offences
are contained in the Penal Code
(Chapter 0, Section 6).
Inside the public
administration, secrecy means that information may not be made available to other authorities.
Secrecy also applies within an authority,
especially between functionally different operational units or branches of the authority. Authorities or public
officials are not entitled to
share secret documents and confidential information solely on the basis of imperative reasons requiring disclosure.
Disclosure of secret documents within the administration to other administrative branches as well
as sharing of secret information between
authorities is usually possible only pursuant to an express legislative provision. The consent of
the concerned person may also make such information sharing possible (Sec. 29). Even official secrecy fails to remain
unconditional and absolute. Secret ocuments and confidential information may be disclosed in certain
cases, to qualified recipients, and under specific
circumstances. The most important of such exceptions are made to guarantee
procedural rights and especially in order to satisfy the maxim ‘audi alteram
partem’. In other cases the authority holding a secret may provide
access to it if there is a specific provision on such access or in an Act, or the person whose
interests are
protected by the secrecy
provision consents to the access (Sec. 26).
6. Openness of the
Administrative Procedure
The principle that the
meetings of elected decision-making bodies shall be open to the general public may be derived from Section 21 of
the Constitution Act. In administrative
procedure the principle applies especially in municipal administration.
According to Section 7 Municipal Act (1996) the meetings of the directly elected municipal council
that exercises the decision-making powers of the
municipality, shall be held in
public. It is only in exceptional cases that the municipal council may meet behind closed doors. The other municipal
bodies may decide to hold open meetings but in general their meetings are
not open.
The meetings of the
Council of State and other state authorities are generally held behind closed doors but public hearings may be
arranged whenever the case is of interest to a larger
group of people.
7. The party’s access to
case documents
According to the
principle of public access to administrative documents laid down in the Constitution Act, documents
kept by an authority are public which denotes for everyone the right to
obtain information from public documents and records. By
definition such documents are accessible to all, including the party in the
administrative procedure. What makes the party’s access specific, however, is that it is
potentially wider than the general right of access. Secret,
confidential and draft documents may also fall within the purview of ‘access to parties’, in which
case the
parties concerned are
allowed more extensive access to the documents than the general public. Parties in an administrative procedure
may have access even to a secret document if it either
actually has affected or may affect
the outcome of the procedure. The
justification for the wider access rights of a party lies in the significance
of the right to be heard. The party should basically be entitled to unrestricted insight into the material the
administrative authority may deal
with and use as the basis for its conclusions. Wider access enables the party both to defend his or her rights and
to simultaneously ascertain that
the case is being handled in a fair and objective manner. Despite the importance attaching to the party’s wider
access, in administrative matters the access right are not unconditional
and the relevant authority enjoys a fairly wide margin of discretion in
determining whether the disclosure to a party is necessary or possible.
The basic rule of the
party’s wider right to insight is laid down in Sec. 11 of the Openness Act. Sec. 11(1) provides quite
broadly that an applicant, appellant and anyone whose right,
interest or obligation in a matter
is concerned (a party) is entitled to have access to the contents of a document even though the document is not
public, if those contents may be or may have been of influence in the
consideration of his/her case. The
scope of application of this generous rule is subject to a number of limitations, however. A party may be denied
access to a document in an dministrative
procedure e.g. if the disclosure of that document would adversely affect a very important public or
private interest. Access may also
be denied to the presentation memorandum and the proposal for the decision until the case has been resolved by the
authority. These limitations notwithstanding, the party is always entitled to
access to the decision taken in his or her case. Even though the limitations to the party’s access to the documents in the file are worded broadly the authorities
must construe and apply the exceptions narrowly. There are two main
reasons for this rule of interpretation. First, the limits on party’s
access constitute an exception to
the right to be heard laid down as a basic constitutional right. Since the authorities must choose the interpretation,
which in a given case is most conducive to the attainment of the goals of
a basic rights provision, limited application of the exception is
necessary. Second, the exceptions, if applied broadly, would weaken the fairness and erode the
legitimacy of the administrative proceedings.
The two considerations
mean that the protection of the privacy or confidentiality of one party cannot automatically be used to the
detriment of the legitimate interests and the rights of access of other
parties. The authority may rather be said to be under a
duty to balance in each individual case the interests protected by
confidentiality and the interests to fair hearing in administrative procedure.
8. Future Challenges
The Openness Act is
undoubtedly an improvement because of the upto-date and express regulation of
access and its limits. Yet, the text of the Act itself is perhaps not as user-friendly as it should be.
Some of the provisions are so complicated that both the
authorities and informationseekers may encounter at least some difficulties in
their interpretation and application. The grounds of secrecy are
now clearly and comprehensively defined,
but clarity has also resulted in an almost impenetrable jungle of detailed secrecy provisions. To some
extent it may be that these and similar
deficiencies are unavoidable in a modern information society; any attempt at a clear-cut and simple regulation
of access to government information may already simply prove to be
unfeasible.
Access regimes should
almost by definition be accessible, i.e. understandable and easily applicable.
It is accessibility in this sense that, somewhat paradoxically, is perhaps the
biggest challenge facing the application of the new Act. It will most likely take a while before a
settled case law will emerge and give needed guidance in the most
complicated issues. Other challenges include the rapid development
of information technology and the role of government information as a resource
for commercial exploitation. It may very well be that the new
Act requires amendments
faster than has been
foreseen at the drafting stage. In the meanwhile, the long tradition of open government will also play
a vital role in the implementation of the Openness Act.
----------
Access to documents
– freedom of information “could fuel public discussion”
By
Tony Bunyan
In 1999 when Statewatch
applied for copies of the new Council proposal on access to documents we were refused access as it: “could fuel
public discussion” and could offend “the Council’s
partners” (on that occasion the
USA and NATO). This logic still persists seven years on in the main EU institutions.
The 199 code of access
was replaced by a Regulation covering the Council of the European Union, the European Commission and the European Parliament in 2001 (10 9/2001) and was
meant to ”enshrine” the Amsterdam Treaty’s commitment for the
citizens’ right of access to documents.
The shortcomings
of the Regulation were largely predictable; indeed they closely mirror the objections by civil society in 2000
when the measure was going through the European
Parliament. Now six years on the European Commission says it
is going to ”consult” over possible changes in the near future. So it is a good
time to take
stock. The European Parliament Let us start with the European Parliament, the
least of the culprits! The documents
concerning the workings of the Committee on Civil Liberties (LIBE) are accessible. But there is a very
”grey” area when it comes to the
parliament agreeing - at
the request of the Council (the 2 governments) - to ”fast-track” measures by adopting them at first reading (ie:
they are rushed through). The procedure was intended to
pass uncontroversial measures quickly.
The history of access to
EU documents up to the adoption of the Regulation can be found in an online book on: http://www.statewatch.org/secret/freeinfo/index.htm However, a real problem arises when the ”fast-track”
procedure is applied to controversial measures, like the Framework Decision the
mandatory retention of telecommunications data which introduced the
surveillance of all phone-calls, e-mails, faxes, mobile calls (including
location) and internet usage. It was argued in the
”Brussels bubble” that this was a
good example of ”inter-institutional loyalty” between the Council and the European Parliament - the UK Council
Presidency claimed the need for
the measure was urgent, yet it had been ”on the table” for over four years. Amendments to the Commission’s proposal were agreed in secret ”trilogue” meetings between the Council,
Commission and parliament. The
agreed amendments were then put through the Committee and the plenary without any changes being allowed. Such a procedure on such a controversial measure
gave national parliaments and civil society little or no
chance to find out what is being
negotiated behind closed
doors, let alone to intervene and make their
views known. The author, Tony Bunyan (UK), is a journalist
specialising in the openness in
the EU and an editor of Statewatch (UK), one of the leading groups in the EU monitoring the policies and actions in the
field of justice and home affairs.
Photo: European flag in
front of the Berlaymont building (© European Community, 2006).
The European Commission
A small, but
significant, point is that, unlike the Council, the Commission’s public
register of documents does not include confirmatory applications for access to
documents and the outcomes of appeals are not on its public register. But this is indicative of a much bigger problem with the
Commission, namely its public register of documents – which
on some estimates only covers less than 10% of the documents produced
and received. There has been talk for years by Commission of
”improving” the register but it has a statutory obligation to put into effect
Article 11 of Regulation 10 9/2001. Article 11 is unequivocal: ”References to documents shall be recorded in
the register without delay” (Art11.1) It does not say some documents, or the documents the Commission chose to include - references to all documents
under this Article must be recorded
in the register without delay.
It is quite scandalous
that four years after the Regulation was adopted on 2001 the Commission does not provide a full register of documents.
The Council of the
European Union
While the Council’s
public register of documents contains references to nearly all the documents prepared (for
exceptions see below) the problem lies in getting access to key categories of documents. Summits and meetings of the European Council It is not acceptable that decisions of the
primary policy-determining fora, the meetings of the 2 Prime Ministers at European Councils, are
not made public before they are adopted and, on
occasions when they are, there is no chance for parliaments [national and
European] or civil society to
intervene and make their views known. The classic instance was the Tampere Summit in October 1999 which adopted a 62 point, ”Programme” for justice and
home affairs. A draft was The Commission has chosen to only try and
partially implement Article 12 largely related to legislative documents adopted.
Statewatch has sent a
complaint to the European Ombudsman on this issue. circulated on the first day to delegations and
the media. The final draft was
available at 10.00am on the second and final day and adopted a few hours later. The same goes for the ”Hague Programme” adopted on November 200 or rather nodded through without debate by
the Council. Drafts were only leaked by Statewatch a week before
adoption, yet again leaving no
time for public debate.
These two ”Programmes”
set the detailed agenda for the Justice and Home Affairs Council and for Commission - and subsequently for the
European Parliament. Yet there was no public or parliamentary debate based on the drafts as to what should or should not be
included. The ”space to think”
The Council (and
Commission) have always argued that it needs ”the space to think”, that is, to formulate and change in secret so
that we can only see the final proposal - and not the
aspects removed or added by unseen
influences. Under Article . of the Regulation the Council
can, and regularly does, deny access to documents concerning
measures under discussion. This often means that the Commission’s draft
proposal is radically changed. While the European Parliament’s opinion
is either ignored (under ”consultation”) or negotiated in secret
triloges (excluding a proper role
for its committees and plenary sessions) under ”co-decision”. “Third parties” such as the USA One area in which there is the greatest secrecy
is the numerous EU meetings involving the USA on JHA issues. Between
2001-November 200 a total of 09 documents on the Council register
concern ”USA” of which only 8.8% are publicly accessible (compared to
over 62% in the register as a whole). Sixteen documents are ”partially
accessible” meaning that the US position is blanked-out.
Most USA documents which
are accessible were the subject of parliamentary scrutiny in national and
European parliaments. However, of 118 documents that were not, only 20 are accessible (17%) - mainly
concerning high-level EU-US meetings and ”Informal” meetings covering a range of issues. The “public interest” When the 2001 Regulation was being discussed a lot was made of the possibility of the ”public interest” in
disclosure out-weighing the interests of the institutions in maintaining secrecy - in practice not a
single appeal of the grounds of ”public interest” has ever won
the day with the Council (or the Commission). Overall problems For both the Council and the Commission a major problem is which documents they give access to and which they
does not. For example, the largest
category of refusal of access to documents by both institutions is where disclosure would ”seriously undermine the
institution’s decisionmaking process unless there is an overriding public
interest in disclosure”.
This is the so-called
”space to think” for officials and not in a single instance has a ”public interest” argument by an
applicant been upheld. In effect this means, for example, that although
final Council and Commission positions are made public few, if
any, of the internal discussions leading to the position are available before
the measure is adopted. In a democratic EU all documents related to proposed
new measures should be made public at the same time as the
proposal. Citizens can then
see what options and
influences were rejected or adopted.Since the Amsterdam Treaty came into force
in 1999 the number of documents in the field of justice and home
affairs (JHA) has mushroomed and
there are now over forty working groups that have to be tracked. Dozens of
documents are produced every day by the Council and Commission making the job of monitoring what is being
discussed almost impossible
even for the most
dedicated of researchers. In addition there has been an explosion in the
number of “off-shore” bodies, agencies and centres which are subject
to little meaningful accountability or scrutiny.
The need for freedom of
information in the EU
The time has surely come
for an EU Freedom of Information Regulation governing all its institutions, agencies, bodies and centres. As
distinct It is one of the great failings in the EU that
there is no mechanism in place for post-legislative scrutiny. from ”access to documents” which require each issue to be tracked
down in the plethora of committees and working
groups. FOI in the EU would mean
that a person could simply request all the documents concerning a specific measure or initiative and it would be
the job of the institution to provide
them. This should be subject to a new very limited set of exceptions -
excluding the ”space to think” and the right of third countries to veto disclosure.
It should also have a
meaningful ”public interest” test. To argue, as the Council and Commission do, that for momentous
decisions such as the finger-printing of everyone in the EU (biometric
passports and ID cards) and the surveillance of all telecommunications,
the ”public interest” of disclosure never overrides their ”space to
think” has no place in a democratic Europe.
The much talked of
”democratic deficit” is not just about the powers of parliaments - national or European - it is much deeper than
that. It is about changing the democratic culture into a
culture of openness, informed public debate and responsible and accountable
institutions. The argument is really very simple and should be
quite easy to understand: citizens have a right to know how and why decisions
are made and implemented. Open, transparent and
accountable decision-making is the
essence of any democratic system. Secrecy is its enemy and produces distrust, cynicism and apathy among citizens and
closed minds among policy-makers.
Without freedom of information, including access to documents,
there is no accountability and without accountability
there can be no democracy.The Global Openness Movement in 2006.
20 Years after the First Freedomof Information Law, Access to Government Information Now Seen as a Human Right
By
Thomas S. Blanton
Anders Chydenius would
be proud. During the 20th anniversary year of the first freedom of information law ever enacted, Chydenius’s
principle of publicity for government records has now won
legal recognition as a fundamental human right. On 11 October 2006,
the Inter-American Court of Human Rights became the first – but
certainly not the last – international tribunal to hold that there is a
fundamental human right to access
government information. In the case of Claude Reyes et. al. vs. Chile,
the Inter-American Court found in favor of three environmental activists
who in 1998 sought information from the Chilean government about a
controversial logging project. According to the Court’s ruling, by
failing to provide access to the
requested information, Chile had violated Article 1 of the American
Convention on Human
Rights, which guarantees freedom of thought and expression. The Court held that Article 1 contains an implied
right of general access to government-held information,
and States must adopt legal provisions to ensure the right is given
full effect. The Court specifically ordered Chile to provide the requested
information about the Rio Condor logging project (which involved
environmentally sensitive woodlands in the sub-arctic region of Tierra del
Fuego and a multinational timber company that had gained government subsidies),
or to issue a reasoned decision for withholding the data, as
well as to adopt adequate administrative procedures to protect the right
in the future and to train public
officials to uphold the public’s right to information.
International advocates
of transparency in governance and the right-to-know have applauded the precedent-setting court decision.
For example, according to Helen Darbishire,
Executive Director of Access Info
Europe which is attempting to raise openness standards especially in Western Europe, the decision ”will be
invaluable for activists who need
government information to defend other human rights, protect the
environment, and fight
corruption.” As Darbishire suggests, the new decision could provide the basis
for the European Court of Human Rights to reconsider its earlier rulings against information access as a
human right. In a series of cases, from Leander v. Sweden in
1987 to Guerra v. Italy in 1998,
the European Court declined to find such a right in the European Convention on Human Rights, even though that
Convention’s Article 10 directly echoes both the Article 1 of the
American Convention (the basis for the Inter-American Court’s new ruling)
and the original Article 19 of the Universal Declaration of Human Rights.
The Chydenius Parallel
The Chile case featured
some interesting parallels to the debates of 20 years ago, parallels that Anders Chydenius would likely have
appreciated. The Chile issues centered on secret deals made between a
government and wealthy industrial interests seeking exclusive access to timber and natural resources. In Chydenius’s day, the
leading debates concerned the trade monopolies enjoyed by wealthy
Stockholm merchants that prevented the towns along the Gulf of Bothnia
(specifically Chydenius’s own Kokkola) from trading their pine-tar
(essential for naval stores) or engaging
in shipping and ship-building. As the mercantilist Hats party lost power to the more agrarian-centered Caps in
the Swedish Diet in the mid 1760s, during an extended period of
parliamentary rule, the free trade
debates opened other secrecy issues such as the closed committee of the Diet that made secret budgeting and foreign
policy decisions, as well as the government’s censorship regime – both of
which became targets of Chydenius’s polemics and parliamentary
maneuvering. The culmination on 1 December 1766 was the first freedom of
information statute, in the Freedom of the Press Act that stands as one
of the four fundamental constitutional laws in Sweden.
It must be noted that
Chydenius himself was soon forced out of the Diet and back to the life of a parish priest in Kokkola, where he
not only preached and taught, but also practiced
medicine, played chamber music, drained
bogs, rotated crops, and constructed church buildings that stand to this day. His innovative Freedom of the Press
Act only remained in effect for six years after that first passage.
The restoration of the power of monarchy
under King Gustavus rolled back the Age of Freedom in Sweden. But the elevation
of the principle of publicity stayed in the Swedish constitutional framework, and in that of
independent Finland after World War
I. The two countries can rightfully boast of the two earliest Freedom of Information laws, and of a continuing
tradition of transparency in government to which the rest of the world
increasingly looks for a model.
The Success of the
International Freedom of Information Movement
Nearly 70 countries
today have enacted formal freedom of information laws, and there are current debates and proposals under discussion
in scores of others. Before the end of the Cold War
in 1989, there were fewer than a dozen countries with formal statutes. The
usual list starts with Sweden and Finland, then includes the United
States (1966), Norway and Denmark (1970), France and the Netherlands (1978),
Australia and New Zealand (1982), and Canada (198 ). But even
this historic list demonstrates the enormous range of effectiveness and
implementation that is found especially in the newest laws, since
the French law in particular provides
only a shadow of the legal rights built into the U.S. or Canadian laws, and attracts a fraction of the number of
requests that other countries deal
with routinely.
Just in the last year or
so, countries around the world as far apart as Taiwan, Uganda, Azerbaijan, and Macedonia joined the list of
countries with formal access laws. A complete
country-by-country accounting may
be found at the www.freedominfo.org web site, based on global data compiled by David Banisar of Privacy
International, and updated annually with links to the texts of the laws, to the
web sites of government agencies and NGOs working on access issues, and
related resources. These compilations also include several
countries such as Zimbabwe and Uzbekistan,
whose statutes are freedom of information laws in name only, since their real purposes were to censor the
press and monopolize government information but to do so under a false flag. Perhaps the most successful implementation of a
new freedom of information law has occurred in Mexico, where the transition in
2000 from 70 years of one-party rule opened political
space for transparency reforms. Media
and civil society groups had banded together in a joint national campaign named the “Grupo Oaxaca” after the
historic town (site of ancient Native American ruins on Monte Alban as
well as colonial and revolutionary monuments) where the movement
first met. The new president, Vicente Fox, a business executive
representing the right wing, embraced
the transparency cause, opened the Presidential household accounts (revealing exorbitant expenditures on
sheets and towels, among other small corruptions), and pressed for
passage of the law in 2002.
But the signal
accomplishment of the Mexican implementation was the creation of new agency, an independent information commission,
as the leading edge of reform. The commission,
known by its Spanish initials as
IFAI, became the center of a new generation of reformers attracted by Fox and the possibilities for change. The
commission combined judicial powers
as a tribunal for appeals of agency denials, with educational and training functions for the public and for
government officials. IFAI did not
hesitate to overrule even cabinet ministers on issues of information
withholding, and
President Fox to his credit backed up the commission, appeared at its functions, and will leave office
at the end of this year with the
implementation of the access law as perhaps the only lasting achievement of his
six years in office.
Freedom of Information
in the Long View
In much the same way
that Anders Chydenius struggled against secret and unaccountable government power in the 1760s, so too has the
international freedom of information movement been sparked by the 20th century rise of the administrative state.
Citizens and parliaments looked for
ways to rein in bureaucratic and executive power, which naturally employed secrecy as a basic tool for retaining
power and restraining public debate
even in the democracies, and developed more destructive mutations in
autocracies. State power’s most extreme and grotesque manifestations – the
concentration camps of Hitler and the Gulag of Stalin – put moral arguments in the hands of reformers who
reached back to ideas of the Enlightenment for notions of human rights,
checks and balances, free markets, and democracy. The first efforts at
restraint on bureaucracies produced
reforms that rationalized administrative procedures and granted rights of access to information and input into
decisionmaking, but only to the self-interested parties to the procedure.
To inspect a government record, one had to show a need to know, or be an
interested party. But over time, this common law standard eroded under
pressure from market forces and from various scandals, and turned
into a right of public access and
public inspection of records.
Seen in this long view,
the trend toward Freedom of Information Acts is the outgrowth of a century-long process of rationalizing
government bureaucracy, or, put another way,
counterbalancing the rise of the administrative state. In the United States,
for example, the substantial bureaucratic foundation that grew up in the
federal government beginning early in the 20th century was necessary, though not sufficient, for the
ultimate passage of the FOIA. At the same time that
doctors, lawyers and academics were successfully seeking prestige and higher
incomes by organizing their professions and imposing barriers-to-entry (such as
bar exams, educational credentials, professional
associations), a similar professionalization came to government service. The
political dynamic was led by the
“progressive” movement of Theodore Roosevelt and other self-styled reformers who challenged economic monopolies,
sought to address social problems like poverty and infant mortality, and
fought the then-prevalent “machine” politicians (often ethnically-based and
usually in the big cities) by exposing political and business
corruption, bribes, nepotism, and
patronage. (Thus did the generic public interest in clean government mesh with the self-interest of these mostly
white, mostly middle- and upper-class reformers in their political
advancement.) The core reforms seized
on to solve these problems were the creation and expansion of a professional civil service to staff the
government, together with much greater
government intervention into and regulation of various sectors of U.S. society. For example, the Federal Reserve
Board (regulating the money supply and banks) dates from 191 , as does
the U.S. Department of Labor (regulating the workplace); and the
Federal Trade Commission (anti-trust and other market regulation) dates
from 191 .
The rise of the
professional bureaucracy brought far more systematic approaches to record-keeping in the U.S.
government, including the first surveys
of governmental archives and the first standardized information systems. The growth of the U.S. government –
most dramatic during the two World Wars, as the administrative state
turned into the national security state – required writing things down,
and being able to find them later.
The informal arrangements of the pre-bureaucratic era no longer
sufficed when the task
of government was to move hundreds of thousands of armed soldiers across the Atlantic or Pacific oceans, provide
them the logistics to fight a war, and bring them back.
The era of “normalcy”, as President Harding called it, between the two
World Wars also saw its contribution to the professionalization of the
bureaucracy and ultimately to
freedom of information, with new laws establishing the U.S. National Archives in 19 (previously, government records
were preserved, or
more likely not, by the
agency that created them), and the Federal Register in 19 , for formal, daily publication of agency
actions and regulations.In one famous case in 19 , government attorneys arguing
a lawsuit before the Supreme Court were embarrassed to find their case was
based on a non-existent regulation. After six years of
the Federal Register produced a
bookshelf-full of agency actions, the Congress in 19 1 created the Code of Federal Regulations, as an authoritative
compilation of current law and regulation.
These disclosure
mechanisms were building blocks for a future freedom of information process. The key actors pushing
these reforms ranged from professional associations of lawyers and
historians to crusading anti-corruption politicians. Perhaps the most
surprising allies for more open government
came from the private sector, responding to the administrative state’s
increasing interventions in markets and society in the early 20th century and culminating with the establishment of the
national security state during World War II (President
Eisenhower’s famous term
for this phenomenon was
“the military-industrial complex”). In effect, the mobilization by government of private industry for war
production, the massive expansion of government contracting,
and the resulting surge in economic growth sparked a parallel growth in the
numbers and variety of “stakeholders” such as corporate contractors, industrial
and service unions, lobbyists, lawyers, trade associations, and representatives
of regulated industry. All had an interest in
affecting agency actions, and the Federal Register as it existed then only published final actions,
rather than proposed actions. A crucial turning point came
in 19 6, with passage of the Administrative Procedure Act. The APA
created the right of “notice
and comment,” in which
agencies had to provide some period for public comment before new regulations or proposed changes to existing
regulations could go into effect. For the first time, stakeholders had a
formal, legally reviewable process for participating in
federal agency decisionmaking. Ironically, the APA also included a flawed
public information section intended
by its drafters to open government files, but which worked so poorly because it allowed so much discretion to
the bureaucrats that it was ultimately repealed and replaced by the U.S.
FOIA in 1966.
The Fundamentals of
Freedom of Information
The point of this
narrative of bureaucracy is to emphasize that freedom of information statutes are not stand-alone
solutions to government secrecy. In the U.S. case, for example, reformers had to begin with
threshold requirements to create, maintain and preserve
government records, and to regulate agency information systems and
archives. The delegations of reformers
who visit the U.S. are always surprised to see the first section of the U.S. FOI law – the section that requires
government agencies to publish in the Federal Register descriptions of their
organization, functions, procedures, forms, substantive rules, policies
and regulations. The U.S.
Privacy Act requires
every federal agency to publish in the Federal Register detailed descriptions
of every database and records system containing records that are retrievable by personal identifiers – the
Pentagon report alone fills two volumes of closely-spaced type.
In Sweden, the threshold openness requirement goes even further: agencies
list in public registers almost every document written or received in the
course of official business – with very few exceptions – so that requesters
know exactly what they’re asking for, and also the agency knows
exactly what it has.
The process of
bureaucratic expansion also created an interactive effect, so that at the same time that government
was making its own record-keeping more efficient for internal
purposes, it also faced increasing public demand for access to those records as
well as for participation in shaping any new regulations. The U.S. FOIA
grew on a substantial bureaucratic foundation, as one more of a wide variety of
accountability and efficiency mechanisms – some of which, like the requirement
to maintain formal records systems documenting the
activities of government, are probably
a prerequisite to any kind of successful FOI process.
The duty to publish, and
a kind of threshold transparency, is fundamental before citizens can make
informed and effective requests for information. This routine openness also has to extend to each of
the major functions of government – executive,
legislative, and judicial. The ideal
openness regime, of course, would have the government publishing so much that the formal request for specific
information (and the resulting administrative and legal process) would become
the exception rather than the rule. Until that time, openness
advocates have reached consensus on the five fundamentals of effective freedom
of information statutes:
* First, such statutes
begin with the presumption of openness. In other words, the state does not own the information;
it belongs to the citizens.
* Second, any exceptions
to the presumption must be as narrow as possible and written in statute, not
subject to bureaucratic variation and the change of administrations.
* Third, any exceptions
to release must be based on identifiable harm to specific state interests, not general categories like “national
security” or “foreign relations.”
* Fourth, even where
there is identifiable harm, the harm must outweigh the public interest served by releasing the
information, such as the general public interest in open and accountable
government, and the specific public
interest in exposing waste, fraud, abuse, criminal activity, and so forth.
* Fifth, a court, an
information commissioner, an ombudsperson or other authority that is independent of the original
bureaucracy holding the information should resolve any dispute over
access.
The Next Frontier:
The Openness Challenge
in the International Institutions As Tony Bunyan argues in this publication, the European Union is
long overdue for its own Freedom of Information
statute. And so are the other international
institutions that exercise more and more power over the daily lives of citizens and the policy decisions
of nations. Indeed, one of the greatest challenges to democratic governance in
the globalized world lies in the growing gap – the “democratic
deficit” – between the power of
the international institutions to affect human lives throughout the planet, and the power of the people so affected
to hold those institutions accountable,
much less participate in the institutions’ decisions. This issue is rapidly
becoming the next frontier of the openness debate.
The growth of the
international institutions, especially since the end of the Cold War, is particularly dramatic. The
World Bank has more than doubled its annual commitments since 1979 and
now lends in more than 100 countries, including the previously
off-limits territory of the former Soviet Union. The multilateral development banks have emulated the World Bank in the growth of their own regional
portfolios. The World Trade Organization replaced the earlier General
Agreement on Tariffs and Trade in 199 with a more restrictive set of
rules and binding dispute settlement procedures. The end of the fixed exchange
rate system
in the 1970s and the
debt crisis of the 1980s changed the International Monetary Fund from the world’s exchange rate
fixer into a key provider of development assistance as well as ultimate
arbiter for many countries of
whether international capital will be available at all. After 1991, the North Atlantic Treaty Organization expanded to
take in the former Warsaw Pact countries of East and Central Europe, and now
has troops on the ground in Afghanistan. But the governance
structures of these international institutions have not changed.
Discussion of the
resulting “democratic deficit” is no longer limited to the protest movement that gave the place names
“Seattle” and “Genoa” significance both as generic anti-globalization
reaction and as a more sophisticated challenge to the legitimacy of international
institutions. The policy and scholarly literature is exploding
with attempts to analyze the problem,
but at the root of the issue is the genealogy of the financial/trade institutions (IFTIs) and the inter-governmental
organizations (IGOs). The former descend directly from central banks,
which even in the most democratic countries tend to be the least
directly accountable governance institutions; and the latter spawn from
lowest-common-denominator alliances of nations, with concomitant governance
processes that trend towards the bottom. In both cases, diplomatic
confidentiality served as the norm for communications among nations
that established these institutions; and such norms – although somewhat
eroded – continue to shroud them today.
The Possibilities for
Openness in the International Institutions
The fact of public
attention to the problem of secrecy in international institutions should serve as the threshold
signal of an opportunity for change.
One cannot underestimate the ameliorative effect of embarrassment, or as the
analyst Ann Florini termed this effect, “regulation by revelation.” Such exposure has compelled in
particular the IFTIs over the past
20 years gradually to expand the documentation that is available to the public and to improve their communication
with stakeholders and
other target groups. In
fact, the public relations and publications functions of international
institutions may well be the fastest-growing such bureaucracies in terms of budget and employee positions. But the
new transparency more resembles a sophisticated
publications scheme than it does
an actual “revolution” in accountability. Even so, there are at least five other causes for optimism that more
fundamental change may well be
possible – if civil society seizes the opportunity, and the institutions themselves internalize the need for change.
First, what was once a
marginalized, placard-expressed, protester critique of international
institutions’ secrecy and lack of accountability has now risen to the level of conventional wisdom.
When the dean of Harvard’s Kennedy School of Government (Joseph Nye) compares
the IFTIs to “closed and secretive clubs,” when the
European Union’s commissioner for
external affairs (and formerly chair of Britain’s Tory party, Chris Patten)
pronounces in passing that international institutions “lack democratic
legitimacy,” and when the World Bank’s former chief economist
(Joseph Stiglitz)
describes increased openness as “short of a fundamental change in their governance, the most important
way to ensure that the international economic institutions are more
responsive to the poor, to the
environment [and] to broader political and social concerns” – one sees the makings of an emerging elite consensus
on the problem and the potential role of greater openness in addressing
the “democratic deficit.” In this formulation, openness becomes the next
best thing to democratic governance, and when the latter is unlikely
because those in control are
unlikely to give up that
control, then transparency will serve as the most important alternative control mechanism, and the possible
threshold for addressing governance.
Second, as a result of
outside pressure and the emerging conventional wisdom, international institutions themselves are paying at least
lip service to the need for greater openness, and in
some cases, have actually achieved significant progress towards more
transparency. Each of the multilateral development banks, for example, has
promulgated formal policies on access to their internal documentation,
and a wide variety of records that were previously secret are now
routinely provided to the public – although host government veto power and
ingrained bureaucratic self-preservation instincts still prevent the
most controversial information from
such routine publication. Starting in 1999, the almost simultaneous emergence of the left-wing antimarket critique
featured in the Seattle and Genoa demonstrations, among others, with the
right-wing promarket critique offered by the Republican-dominated U.S. Congress
and its Meltzer Commission about the banks and the
IMF, pointed towards
greater transparency as
one of the few strategies that addressed both wings of the debate. The real importance of these
developments, however, is that the pro-openness rhetoric from IFTI and IGO
leaders, together with the existence of formal disclosure policies,
provides extensive leverage points
for activists who are willing to test specific instances of secrecy and to pursue an “inside-outside” strategy of
working with internal reformers and
external watchdogs.
Third, the international
financial institutions have themselves begun advocating national level openness laws, as part of their new
emphasis on governance and accountability as a standard for
aid and investment, and therefore are harder pressed to avoid
transparency themselves. Research supported by the World Bank has established a wide range of
governance indicators that associate transparency with
decidedly lower levels of corruption, more effective delivery of public
services, and more public voice for
stakeholders and constituencies. The evidence has become strong enough that the World Bank has officially
included the promotion of access-to-information laws as one of its own
goals for anti-corruption and development
efforts around the globe.
Fourth, civil society
organizations around the world have seized on openness as a threshold goal in struggles over the whole panoply
of social issues, ranging from the environment to AIDS to
poverty reduction to corruption. In India, for example, the Mazdor
Kisan Shakti Sanghatan (MKSS) grassroots movement based in Rajasthan
began in 1990 with a focus on securing the legally-required minimum
wages for poor farmers and rural laborers, but soon realized that
access to official records was key not only to that goal, but also to preventing corruption and
enforcing a connection between government expenditure and
human need. Ironically, this tactical choice by NGOs has coincided at least
rhetorically with the rise among elites – not least the
professional staffs of the international institutions themselves – of the
so-called “Washington consensus” for market-driven economic development, the fundamental
assumptions of which require highly-distributed information to make markets
work
– thus adding efficiency
arguments to the moral and political critiques already employed by activists. Fifth, the success of the international movement for freedom of information at the national level, with new laws
in dozens of countries over the past few years, has brought new
attention to the international level
of governance. While there is enormous variation in the effectiveness of these
laws, and major difficulties remaining in the implementation of such rights in transitional democracies with
limited rule-of-law, one hallmark of the dozens of national campaigns has
been their attentiveness to other national models and their outreach for
international connections and support. In the process, international FOI
campaigners have identified the problem of secrecy in the international
institutions as a major
priority for future
work, and have begun reaching out beyond the traditional FOI community to NGOs
and civil society activists experienced in the various IFTI accountability efforts. Over time, these new
networks are likely to develop even more dramatic reform
proposals for openness and accountability
in the international institutions, ranging from potential international treaties as an overarching
framework based on human rights arguments,
to notice-and-comment requirements for projects and policy changes.
The Chydenius Principle
of Publicity in Action around the World
Perhaps the best
testimony to the effectiveness of Anders Chydenius’s original idea comes from the creative ways in
which journalists, researchers, companies, interest groups, and just plain
citizens have made use of the access laws to fix social problems, expose
corruption and wrong-doing, and change the ways that governments do their
business. Earlier this year,
the author and his colleagues at the virtual network of freedom of information advocates, located at
www.freedominfo.org, searched news databases world wide to locate examples of openness laws in
action. Not only were there hundreds of news stories and
media broadcasts about the
ongoing campaigns and
debates over freedom of information laws, but there were also more than a thousand news stories just in 2006,
just in English, reporting the results of citizens’
access to government information. What follows here is an edited and
admittedly selective compilation from around the globe of reports that pay
tribute to the freedom of information concept, in the 20th anniversary year of the very first
accessto-information experiment: Serbian Student’s Request Reveals
Corruption in School, Spurs Government Investigation I.N., a 17-year-old student, sent an access to
information request to his school,
seeking information about its financial operations and other matters. The
institution refused to provide the information, and on several
occasions sought to
cancel the request on the basis that the requester was a minor. But I.N. appealed to the
Commissioner for Information, which ordered that the request be fulfilled. The financial data
that the student obtained showed serious abuses and corruption at
the school, which is now being investigated by the Organised Crime
Directorate. Rodoljub Sabic, “Jonesko in secondary
school,” Danas (Serbia), Nov. 22, 200 .
Britain Secretly Gave
Israel Nuclear Material, Documents Show
Previously classified
documents obtained under the Freedom of Information Act by BBC2 show that
Britain secretly supplied plutonium to Israel during the 1960s. Despite warnings from intelligence
officials that Israel was seeking to develop a nuclear bomb, Britain
made hundreds of shipments of material that may have helped Israel’s nuclear
program. The documents describe how officials in the Ministry
of Defence and the Foreign Office opposed the deal, which was later forced
through by a Jewish civil servant in the Ministry of Technology. Richard Norton-Taylor, “Britain gave Israel
plutonium, files show,”
The Guardian, March 10,
2006.
Poor Delhi Woman Uses
RTI to Force Shop to Provide Rations A 2-year-old woman who works as a domestic servant discovered that she had been denied her ration share from a
government-approved shop in a slum area of south Delhi for more than five
years. The impoverished Delhi
resident, whose name is Sunita, had been given a ration card for the poor five years ago, but never received any
rations from the local
shop. She filed a
complaint under the Right to Information Act (RTI) and learned that the record incorrectly
reflected that she had received the
ration during the past five years. Since the discrepancy was revealing, Sunita has been receiving the required ration
each month. “A right that has got them food,” Indo-Asian
News Service, April 2, 2006.
Pentagon Releases First
Complete List of Guantanamo Bay Detainees In response to a Freedom of Information Act lawsuit filed by the
Associated Press, the U.S. Department of Defense for the first time released a comprehensive list of the names and
nationalities of 8 foreign terrorism suspects held at Guantanamo Bay, Cuba. The Pentagon had long
resisted releasing any details about the prisoners,
citing security concerns in letting al Qaeda know which of its members had been
captured. But under several recent court orders, the government was
made to release more
than 7,000 pages of
documents relating to military hearings at Guantanamo Bay, and then also agreed
to provide the complete list of detainees.
Will Dunham, “US
releases extensive list of Guantanamo detainees,”
Reuters, April 20, 2006.
UK Warns: Blood Products
Sold in 14 Countries May Be Contaminated With Mad Cow Disease Documents released to The Guardian under the
Freedom of Information Act show that British health officials have warned
authorities in 1 countries that patients who receive blood
products exported from the UK may
be at risk for contracting mad cow disease. In particular, officials in Brazil and Turkey were warned that
“sufficient quantities” of infected products may have been sent, and that they should take precautions
to avoid spread of the disease. Although the
media had previously reported that
patients abroad might be at risk, this was the first time that specific countries and relative risks had been disclosed.
James Meikle and Rob
Evans, “British blood products may pose vCJD
risk in 1 countries,”
The Guardian, May 2, 2006.
U.S. Military Sent
Troops With Severe Mental Health Problems into Combat
A report obtained under
the Freedom of Information Act (FOIA) by The Hartford Courant described numerous cases in which the military
did not follow regulations requiring screening, treatment
and evacuation of mentally ill troops in Iraq. Twenty-two U.S. troops in
Iraq committed suicide in 200 , the highest rate since the start of the
war. The report detailed how
fewer than 1 in 00 troops screened were referred to a mental health professional before being deployed, and that
some of the service members who committed suicide had been kept on duty despite
clear signs of mental health problems.
“Report: Troops with mental health problems forced into combat,” Associated Press, May 1 , 2006. Canadian
Government Warned that Food Supply is Vulnerable to Terrorism A report, released under the Access to
Information Act by the Canadian
Food Inspection Agency
(CFIA), warns that the Canadian food supply chain has a number of “weak links” and is vulnerable to terrorist
attacks. The document describes several potential
scenarios, including biological strikes
on livestock and sabotage of genetically modified crops, and also cites inadequate security at food processing
plants as a major concern. James
Gordon, “Food supply a terrorism risk,” Ottowa Citizen, May 1 , 2006.
Local Governments in
Japan Ignored Contract Bid-Rigging
An investigation by the
Yomiuri Shimbun, with documents obtained under the Freedom of Information Law, found that local governments
allowed numerous projects, including 16 sewage plant
building projects, to go forward despite suspected bid-rigging. The
government officials contend that
they signed the contracts because they could not confirm the bidding process had in fact been tainted. The
governments also argued that they lacked adequate authority to investigate the allegations, and
could only ask companies to admit whether they had engaged
in bid-rigging. “Local governments ignored bid-rigging,” The
Daily Yomiuri (Tokyo), May 26, 2006.
South Korean Government
Report Says 489 People Abducted by North Korea
South Korea’s
opposition, the Grand National Party, released data from a report it obtained from the intelligence
service, confirming that a total of 89 South Koreans had been abducted by the North. The
report says that 90 percent of the victims were fisherman
who worked in the territorial waters dividing the South from the North.
Of those captured, 10 are
confirmed dead. “No. of South Koreans abducted by North totals
89,” Japan Economic Newswire, June , 2006. Request on Bulgarian Vote for
UN Human Rights Council
Reveals Lack of Recorded Decision-Making
After the United Nations
General Assembly on May 9, 2006 held a secret session to elect members of the new Human Rights Council, NGOs in
a 9 number of countries filed coordinated freedom of
information requests for voting procedures and the votes cast by each
country. In response to a request from the Access to Information
Programme (AIP), the Ministry of Foreign Affairs (MFA) released 7 pages of documents.
However, much to the dismay of openness advocates, the
documents contained only details of the final outcome of the voting but no
information regarding the voting process or the decisions made by the
Bulgarian government about which
candidates to support. As a result, AIP and other activists have vowed to press for policies requiring the MFA
and other government bodies to records details of meetings and
discussions on such vital issues as human rights policy. Gergana Jouleva, “Public Information But Not Really,”
AIP Bulgaria newsletter,
July 2006.
In Ireland, Cuts in
Prison Funding Threaten Safety and Security A series of reports, obtained by The Irish Times under the Freedom
of Information Act, detail major funding cuts in
the prison system that have forced
closure of educational and rehabilitation facilities in overcrowded prisons across the country. One report
warns that many prisoners who are
addicted to drugs upon their release may seek compensation from the Irish Prison Service later for inadequate
rehabilitation services. Some of the reports, submitted nearly eight months ago, detail the
threat of
mental illness to the
security of prisoners and prison staff. This threat was brought to the fore recently, when a
mentally ill inmate murdered another
prisoner at Mountjoy Prison in Dublin.
“Impact of prison
cutbacks highlighted in reports,” The Irish Times, Aug. 17, 2006.
Australian Government
Ignored Asbestos Contamination in Immigration Detention Center Documents obtained by The Australian under the
Freedom of information Act show that the government in 2002 wrongly declared
safe a plot of land near Sydney that now houses an
Immigration Detention Center.
When the contamination
was discovered, 26 detainees had to be evacuated, costing taxpayers $1.
million. Officials fear that hundreds of detainees who were held at the
site could file compensation claims against the government. Michael
McKinnon, “Asylum centre’s deadly asbestos,” The Australian, Aug. 2 , 2006. British Government Gave Landmines
to Saudis, Free of Charge, to Avoid
Violating Treaty Letters publicized recently in response to a
Freedom of Information Act request
show that the British government handed over £ 17 million worth of anti-personnel land mines to the Saudis just
before the 1999 Ottowa Treaty banning landmines came into force.
In his letters, British defence secretary George Robertson justified the transaction as a way of
helping Saudi Arabia modernize its weapons. But
the Saudis did not sign the anti-mine
treaty, and the transfer of weapons allowed the British to pass an inspection by showing it had no
anti-personnel mines in its arsenal once the treaty came into effect. After the revelations, the
Ministry of Defence defended the transaction, saying that it
demonstrated the UK’s committment to the Ottawa Treaty. Christopher
Hope, “Saudis handed pounds 17m of free arms; ‘strategically important country’ benefited from landmine treaty,”
Daily Telegraph
(London), Aug. 21, 2006.
Documents Reveal Mexican
Soldiers, Police Crossing U.S. Border U.S. intelligence summaries released to the watchdog group
Judicial Watch as the result of Freedom of Information
Act requests describe more than
200 incidents between 1996 and 200 when Mexican soldiers and police crossed the U.S. border, including some
that resulted in armed confrontations with U.S. federal agents.
The charts, maps, and incident reports detail both “threatening” and “non-threatening”
encounters, including shots being fired, unmarked
helicopters entering U.S. airspace, and confrontations among Mexican troops, U.S. border patrol
agents, and illegal immigrants and drug smugglers. Bryon Wells, “Documents detail incursions by
Mexican soldiers, police,” Yuma Sun (Arizona), Sept. 1 , 2006.
Hungarian Government
Releases NATO Secrecy Policy Document
In response to a freedom
of information request by Adam Foldes of the Hungarian Civil Liberties Union (HCLU), the Hungarian security agency released a policy document that describes
the information security policy followed by the North Atlantic Treaty
Organization (NATO) and applied to its member countries. The document
contains the agreement by which NATO parties collectively safeguard
NATO classified information within their respective information security
regimes and defines ”principles and minimum standards to be applied
by NATO nations and NATO civil and military bodies” to ensure proper protection
of such information. The disclosure was of
particular significance because the governments of Canada, the United Kingdom, and the United States have previously refused to release this document
and others regarding NATO information security policies.
“Hungarian Government
Releases NATO Secrecy Policy Document,” freedominfo.org, Sept. 22, 2006. Anders Chydenius (1729-180 )
Anders Chydenius was one
of the most notable politicians of eighteenth century Sweden-Finland. He is most of all remembered as an
outspoken defender of freedom of trade and industry, the Adam Smith of the North. Chydenius’ views on free trade emanated
from his general ideology of freedom. In his view democracy, equality and a
respect for human rights were the only way towards progress and
happiness for the whole of society.
Behind Anders Chydenius’ thought and actions there can be seen three of the main keys to the spirit of his
time: the idea of natural rights, the natural scientific worldview, and pietism, which emphasises
the religious convictions of the individual.
Priest, Enlightenment
Thinker, Politician
Anders Chydenius’ youth
was passed in the poor and barren surroundings of Northern Finland. He was born in 1729 in Sotkamo, where his
father Jacob was a chaplain. Soon the family moved to
Kuusamo, and Jacob became rector there in 17 . After being taught
by his father, Anders attended Oulu grammar school along with his
brother Samuel. After the War of the Hats of 17 1- the boys studied
together privately in Tornio, and
were accepted to Turku Academy in 17 . They also studied at Uppsala University.
Anders’ studies included mathematics, natural sciences, Latin and philosophy. In 17 Chydenius, having just graduated, was
appointed preacher to the chapel of the dependent parish of Alaveteli
in Ostrobothnia. In 17 Anders married Beata Magdalena Mellberg, the
daughter of a merchant from the port of Pietarsaari. The marriage was
childless. Throughout the years at Alaveteli Chydenius was active in many
practical projects. He was responsible for the clearing of marshes and
he experimented with new breeds of animals and plants and adopted new
methods of cultivation. In all
his practicality Chydenius was clearly representative of the Swedish
”Age of Utility”, with
his aim of enlightening the peasantry by example. Chydenius also practiced medicine, and achieved renown in his own lifetime by inoculating ordinary folk against
smallpox. He also performed demanding
ocular cataract operations, and prepared medicines himself.In 1770 Anders
Chydenius (1729-1803) was appointed rector of Kokkola Parish. The same year
this portrait of Chydenius was painted by Per
Fjällström (Alaveteli Church, Finland). Chydenius’ first writings concerned practical
matters, such as the overgrowing of meadows by moss, and improvements
in the design of horse-carriages. Soon he moved on to social
questions. Chydenius was acclaimed as a writer and speaker, and was
dispatched to the Stockholm Diet
in 176 -66, commissioned to obtain free trading rights for the towns of Ostrobothnia. Kokkola, Vaasa, Pori and Oulu
obtained navigational rights, which had considerable consequences for
their later development and for the whole of Ostrobothnia. Chydenius’
radical activities led in the end to his exclusion from the Diet at the
hands of his own political party (the so-called Cap-wearers). In the last
resort the cause was his article on monetary politics, which criticised a
decision of the estates of the
realm.
In 1770 Chydenius was
appointed rector of Kokkola. He began to concentrate more than ever upon parish
work, which he considered a most important task. His musical interests also thrived and he
maintained his own orchestra, which gave concerts in the rectory’s reception
hall. One of his main tasks during his latter years was the
supervision of the building of
the extension to the old parish church. Chydenius died in 180 . Dedender of Freedom - ”Father of Freedom of
Information” Chydenius participated actively in the Diet of
176 -66. One of the concrete results of Chydenius’ activities was an extension
of the freedom of the press, which he considered himself to be one
of his greatest achievements. The Ordinance on Freedom of Writing and of the
Press (1766) abolished political censorship and gave the
public access to government documents.
This was the world’s first freedom of information legislation.
Chydenius again
participated in the Diet from 1778-79, at which amongst other matters the position of hired hands was brought up. Chydenius strongly championed the rights of the
servant class and called for the creation of an open employment market.
He introduced a bill, at the suggestion of King Gustavus III, by which
foreigners were granted limited rights to the practice of their own
religion.
Chydenius participated
in the Diet once more in 1792. He was again highly active as a writer, covering for example the development of
agriculture, the burning of saltpeter, smallpox, and the settlement of Lapland. Pioneer of Economic Liberalism - ”Nordic Adam
Smith” Soon after the commencement of the Diet of 176
-66 Chydenius published a number of political pamphlets at a prolific rate, in
which he criticized other faults in the economical system
of Sweden, such as the so called commodity ordinance. As these writings
gave rise to an extensive and heated debate, Chydenius wanted to put forward
his viewpoint on the basic factors in economic activity. This
resulted in The National Gain (Den Nationnale Winsten), which was
published in July 176 . In the essay Chydenius completely rejects the
basic assumptions of mercantilist policy; economic life can not be
planned and directed from above. If one wants economic activities to gain
the nation as a whole, then the only guiding principle for this should
be freedom. When people can advance their own selfish interests and get
their livelihood in the way they consider the best, economic activity
increases and the ”national gain”
will grow. When the laws of supply and demand prevailed, it was possible to achieve a natural balance between
trades. The National Gain is a treatise of oure classical liberalism, which is why posterity often has considered it one of
Chydenius’ most important works. Due to this work pioneering free trade
Chydenius has often been compared to Adam Smith. The democratic basic
view of Chydenius has largely been neglected, however. He objected
both to the patronage by the state and to monopolistic large-scale
entrepreneurship. His view is that
freedom in economic life is freedom at grass-root level, the rights of individuals to realize their ideas in life. The Anders Chydenius Foundation The Foundation serves to promote discussion on the liberalization
of the economy and its consequences in the light of the
ideas and tradition of Anders Chydenius (1729-180 ), to support
academic research into this topic
and to influence decisions in this field by laying emphasis on ethical values. Although Anders Chydenius spoke of the liberalization of the economy and the elimination of privileges, he
was firmly of the opinion that the economy existed for the good of the people
and not the people for the good of the economy. His
political platform was based on democracy,
equality and respect for human rights. The need for ethical discussions in society on the basis of these
values does not seem to have diminished
in the least.
The Foundation sees its
role as one of stimulating discussion and exercising influence in practical matters. It brings together
researchers, thinkers, decision-makers and other influential
persons to deliberate over aspects
of the globalizing economy or the development of an information society, for instance. Chydenius himself
demonstrated that international discussions
can be responsive to initiatives from outside the major centres of activity.
The Foundation in
cooperation with the Chydenius Institute has launched a project to publish a scientific edition of Anders
Chydenius’ collected works during the years 2006-2010. The
complete works will be published in 10 volumes in their original
language Swedish, and translated into Finnish. In addition, the principal works
of Chydenius and a comprehensive biography will be published in
English. The complete works will also be published in an electronic
format in internet.
The Anders Chydenius
Foundation was founded in 2001 and is located in his home town of
Kokkola.10enius.net.
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